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Recruiter
Attorney
Corporate - Asset/Investment Management
Corporate - General
2-10 yrs required
New York City office of our client seeks investment management counsel with 3-8 years of relevant experience. The candidate will provide day-to-day legal support to the central business team responsible for the management of CIT operations as well as affiliated and external service providers. Will serve as an advisor to applicable CIT governance committees that oversee fund investment activity and administrative operations. Draft and maintain CIT-related documentation, including trust instruments, fund declarations, and client agreements. Work with Compliance drafting, updating, and applying CIT-related policies and procedures for investment management, fund administration, and distribution functions. Support for the Legal Department on key initiatives. This will, at times, include coordinating with global colleagues and other stakeholders on time-sensitive matters. Advise on legal and regulatory matters relating to CITs and investment management affiliates arising under federal securities law, banking law, and ERISA. Provide advice and assist in the implementation of new product/service initiatives. Must be licensed to practice in NY, MA, or PA. Knowledge of OCC Regulation 9, Investment Advisers Act of 1940, Investment Company Act of 1940, and ERISA are required.
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