Recruiter

Boston, MA, United States

Mid-Level Corporate Securities Associate Attorney

Attorney

2-10 yrs required

Full-time

No

A law firm in Boston, MA, is seeking a Mid-Level Corporate Securities Associate Attorney with 4-5 years of experience in corporate securities law. The ideal candidate will have a deep understanding of public company regulations, including the Securities Act of 1933 and the Securities Exchange Act of 1934. This role involves handling various aspects of securities offerings, SEC reporting, and corporate governance. Experience with broker-dealer, FINRA, investment adviser, or fund formation is a plus. Bar admission in Massachusetts is required.

Duties:

• Advise clients on compliance with the Securities Act of 1933 and the Securities Exchange Act of 1934.
• Manage and execute public and private securities offerings, including drafting and reviewing offering documents.
• Ensure compliance with national securities exchange listing rules and regulations.
• Prepare, review, and file SEC reports, including Forms 10-K, 10-Q, and 8-K.
• Draft and review proxy statements for annual and special shareholder meetings.
• Oversee Section 16 reporting obligations, including Forms 3, 4, and 5.
• Handle general corporate matters, such as drafting board resolutions, policies, and press releases.
• Provide counsel on corporate governance issues and assist with board and committee meetings.
• Offer guidance on broker-dealer regulations, FINRA compliance, investment adviser matters, and fund formation as applicable.

Requirements:

• 4-5 years of in-depth experience in corporate securities law, including public company regulations and securities offerings.
• Extensive knowledge of the Securities Act of 1933 and the Securities Exchange Act of 1934.
• Proven experience with national securities exchange listing rules and SEC reporting requirements (Forms 10-K, 10-Q, 8-K).
• Proficiency in drafting proxy statements and managing Section 16 reporting (Forms 3, 4, and 5).
• General corporate governance experience, including drafting resolutions, policies, and press releases.
• Experience with broker-dealer, FINRA, investment adviser, or fund formation is a plus.
• Bar admission required for Massachusetts.

Education:

• Juris Doctor (JD) degree from an ABA-accredited law school.

Certifications:

• Bar admission in Massachusetts or eligibility to obtain.

Skills:

• In-depth knowledge of corporate securities laws and regulations.
• Strong drafting and analytical skills.
• Expertise in preparing and filing SEC reports and proxy statements.
• Effective verbal and written communication skills.
• Ability to manage multiple tasks and deadlines efficiently.
• High attention to detail and commitment to accuracy.
• Experience with complex securities transactions and corporate governance matters.
• Client-focused approach with clear and practical legal advice.

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