Job Details

Litigation General/Commercial Attorney in Rockville MD

Organization Type

In-House

Job Type

Attorney

Posted on

Sep 10,2019

Years of Experience

Min 4 yrs required

Location

Rockville, MD, United States
Practice Area
Litigation >> Litigation - General/Commercial
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Enforcement Counsel
The candidate day may include : Investigating possible exchange rule violations by member firms. Analyzing whether sufficient evidence exists to bring enforcement actions. Drafting memoranda summarizing investigation findings and recommended enforcement actions. Preparing for and participating in on-the-record testimony. Assisting with settlement negotiations and drafting settlement documents. Coordinating with the SEC, FINRA and other regulatory organizations. Preparing for delisting proceedings.

Qualification and Experience

The candidate should have Excellent communication skills and academic credentials, including a J.D. from an accredited law school. Should have 4+ years working as an enforcement and/or litigation attorney at a financial industry regulator or top law firm. Should preferably have Equities or options trading industry experience. Must have knowledge of securities regulation and the rules that govern equities and options markets. Proficiency in e-discovery tools and databases is preferred.

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