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Years of Experience
ProfileAttorney (legal And Compliance)
Qualification and Experience
Qualifications: J.D. required. 5+ years relevant experience at a top-quality law firm and/or in-house experience, preferably with a financial services firm (including a bank, broker-dealer, investment advisory firm, private equity, real estate or hedge fund). Experience with alternative investments, in particular with private equity or other illiquid asset classes. Experience with co-investments, direct investments and/or secondary transactions in private securities. Experience reviewing and interpreting statutes, rules and regulations, with knowledge of U.S. securities laws a plus (including Investment Advisers Act of 1940, Securities Act of 1933 (including Regulation D), the Securities Exchange Act of 1934, and the Investment Company Act of 1940). Experience on broker-dealer/FINRA matters a plus, along with related experience with applicable ERISA and tax issues. Should have experience in complex transactions and projects and must be able to work independently when needed and also collaborate with cross-functional groups.
Desired Qualifications: Professional maturity, confidence, presence, and initiative. Excellent judgment and analytical skills. Excellent oral and written communication skills. Strong interpersonal skills. Strong management and administrative skills. Teamwork and ability to multi-task in a fast-paced environment.
Job Number: 3188102
2000 Westchester Avenue
Purchase, NY 10577