Job Details

Attorney (legal And Compliance)

Company name

Organization Type


Job Type


Valid Through

Jan 27, 2022

Posted on

Oct 14, 2021

Years of Experience

Min 5 yrs required


Purchase, NY, United States

Employment Type



Practice Area
Finance >> Finance - General
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Attorney (legal And Compliance)
Responsibilities: Working on transactions involving the distribution of co-investments, secondaries, and direct private securities offerings. Advising on legal obligations arising in connection with corporate governance, investor relations, fundraising and investing activities. Reviewing marketing materials and investor presentations (including track record data). Reviewing early-stage transaction documents (NDAs, term sheets, agreements). Reviewing and negotiating client account documentation related to alternative investment products and services and ongoing corporate communications. Reviewing and interpreting relevant statutes, rules, and regulations applicable to wealth management products and services. Maintaining form agreements as well as working on discrete projects, regulatory inquiries, fund maintenance and other matters as appropriate.

Qualification and Experience

Qualifications: J.D. required. 5+ years relevant experience at a top-quality law firm and/or in-house experience, preferably with a financial services firm (including a bank, broker-dealer, investment advisory firm, private equity, real estate or hedge fund). Experience with alternative investments, in particular with private equity or other illiquid asset classes. Experience with co-investments, direct investments and/or secondary transactions in private securities. Experience reviewing and interpreting statutes, rules and regulations, with knowledge of U.S. securities laws a plus (including Investment Advisers Act of 1940, Securities Act of 1933 (including Regulation D), the Securities Exchange Act of 1934, and the Investment Company Act of 1940). Experience on broker-dealer/FINRA matters a plus, along with related experience with applicable ERISA and tax issues. Should have experience in complex transactions and projects and must be able to work independently when needed and also collaborate with cross-functional groups.

Desired Qualifications: Professional maturity, confidence, presence, and initiative. Excellent judgment and analytical skills. Excellent oral and written communication skills. Strong interpersonal skills. Strong management and administrative skills. Teamwork and ability to multi-task in a fast-paced environment.

Additional info

Job Number: 3188102

Company info

Hiring Coordinator
Morgan Stanley
2000 Westchester Avenue
Purchase, NY 10577

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