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Years of Experience
Date Last Verified
Compliance Operations - Retail Alerts Analyst The candidate will perform intake controls to ensure all alerts are logged and assigned in a timely manner. Will collect and document data, including alert, investigation, or Suspicious Activity Report (SAR) history; Know Your Customer (KYC) information; relevant account and transaction data; plus any other required information to assist the investigation. Review and analyze underlying data gathered to assess reasonable cause to escalate an alert to Investigations or to clear the alert. Disposition and fully document all alerts, including supporting data, analysis and rationale for disposition, within the case management system in a timely manner. Build relationships with AML Investigations units, effectively communicating and transferring information for case investigations. Conduct periodic internal account / customer reviews to identify potentially suspicious activity. Function as a key contributor and demonstrate knowledge of AML issues as well as broader functional knowledge. Participate in individual and department goal development and execute on tactical strategies for goal attainment .
Qualification and Experience
The candidate should have previous experience in AML, compliance or related position preferred, or relevant course work in criminology, law, logic as well as auditing and other business courses. Exceptional research and analytical skills with the ability to analyze large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and disposition appropriately is essential. Must have strong interpersonal and verbal/written communication skills. Proficient in Microsoft Office; Outlook, Word Excel proficiency with VLOOKUP and running macros is essential. Must have strong documentation skills to clearly articulate alert disposition.
Req #: 180019638
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