Job Details

Assistant General Counsel - Compliance

Company name

NCP Finance

Organization Type


Job Type


Date Last Verified

Feb 16, 2021

Posted on

Jan 15, 2021

Years of Experience

Min 5 yrs required


Dayton, OH, United States


Practice Area
Contract Law >> Contract Law
Finance >> Finance
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Primary Responsibilities:

  • Manage and coordinate compliance related functions, including reviewing and conducting audits, ensuring adherence of policies and procedures, and compliance training
  • Provide advice on legal, regulatory and compliance matters to operations on relevant banking and consumer protection rules and regulations, including Truth in Lending, Regulation Z, and UDAAP
  • Support the development, implementation and continuous improvement of various compliance programs in response to state and federal requirements as well as internal objectives
  • Assist with handling consumer complaints and disputes and regulatory audits and exams
  • Identify opportunities and support efforts to influence a corporate culture of compliance
  • Establish and maintain effective working relationships with internal and external business partners
  • Other compliance related responsibilities as directed

Preferred Education and Expertise:

  • Juris Doctorate and an active state bar membership in good standing
  • Minimum 5 years experience practicing law; with experience in the following areas: financial services, consumer law compliance, and contract law
  • Organizational skills with the ability to assess, manage and work through issues
  • Ability to handle simultaneous multiple tasks and meet competing deadlines
  • Strong understanding of Financial Modeling, Present Value, and APR Analysis.
  • Contract and/or lending document review experience
  • Excellent verbal and written communication skills and the ability to interact with all levels of our company, business partners, and customers.
  • Working knowledge of lending regulations and consumer protection laws.
  • Excellent proof readings skills and attention to detail.
  • Team orientation and willingness to engage in tasks of all sizes

Company info

NCP Finance

Company Profile

JOIN OUR GROWING TEAM! NCP Finance is currently experiencing a high-volume of growth in business within the short-term lending industry and is looking for Assistant General Counsel/Assistant Director of Compliance to support the General Counsel/Director of Compliance in the daily administration of its compliance department. The Assistant General Counsel/Assistant Director of Compliance will be a member of the compliance team and will be responsible for organizing the daily operations of the compliance department under the direction of the General Counsel/Director of Compliance as well as assisting with various projects, reporting and tracking tasks. Coordination and communication are key functions of the position.