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Carrot Peelers, Sales, Personality and Your Job Search
In-House
Attorney
Finance - Banking
Min 3 yrs required
Analyst - Compliance The candidate will conduct compliance reviews, scheduled loan level documentation, transactional testing, risk assessments on lending products and services through a focused and random sample basis. Participate in touchpoint meetings with business unit leaders and communicate regulatory change management. Evaluate vendor agreements and related documents and provides written assessment of potential regulatory impact and recommendations. Review marketing campaigns, disclosures, new products, and general regulatory questions. Perform QA continuous monitoring of regulatory compliance through the data driven compliance reporting processes. Evaluate process maps, procedures, policies, and management directives for accuracy and completeness. Prepare written report for Department Manager detailing observations and recommendations for corrections. Facilitate and lead discussions with Business Unit Managers and Senior Leadership as it pertains to Quality Control review results. Work with affected business units to accomplish remediation and appropriate training as required. Participate in the continual review and improvement of Quality Control oversight programs for lending products offered by the Bank. Ongoing coordination with the Department Manager and other team members ideas and recommendations for enhancement of areas that cover all regulations affecting credit products. Analyze proposed vendor engagements, operating agreements, policies and procedures, and marketing collateral to identify areas of potential regulatory impact and compliance with applicable regulations, statutes, agency guidance, and best practices. Review published business unit policies, procedures, and forms to ensure accuracy and alignment with current investor guidelines and requirements. Consult with Government and Agency investors, vendors, legal counsel, and the Lending Compliance department, as needed. Support Bank's efforts on all corporate compliance audits and Agency compliance examinations, including advance preparation, coordination of all information gathering between business units during the audit/exam and remediation actions.
Qualification and Experience
The candidate should have a bachelor's degree preferably in a business or related area, or equivalent business experience. Should have 3+ years of banking, mortgage banking, audit, regulatory compliance and 1+ years of Consumer Lending Underwriting with an understanding of lending compliance regulations. Identify and define problems with documentation, loan origination systems, internal processes and procedures; research and analyze information and various situations relating to data management issues. Flexible, work on multiple projects that may require restructuring due to shifting demands and changing priorities within a multi-billion dollar bank. Deep understanding of FNMA, FHLMC, FHA, VA and investor guidelines. Attention to detail, resourceful, and driven. Recommend alternatives or solutions. Good presentation skills, collaborative, adaptable, and successful working independently. Proficient with Microsoft Office products (Word, Excel, Visio, PowerPoint) and networks. JD and law firm or in-house experience reviewing legal documents is preferred.
Job ID: 2022-5743.
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