Job Details

Corporate - General Attorney in Charlotte, NC

Organization Type


Job Type


Date Last Verified

Jun 11, 2021

Posted on

Apr 21, 2021

Years of Experience

4-8 yrs required


Charlotte, NC, United States
Practice Area
Corporate >> Corporate - General
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Assistant General Counsel
Responsibilities: Advising on derivatives trading and oversight of ISDA document negotiation and negotiation of other trading agreements and arrangements (including but not limited to MRA, MSFTA, Futures Agreements, Clearing Addendum, Options Agreements etc.). Advise and assist trading operations with respect to transaction settlement, collateral management and other investment back-office administration matters as well as requests from brokers and other trading counterparties. Maintain an understanding of the regulatory landscape affecting derivatives trading and markets. Providing assistance during SEC, FINRA and other regulatory examinations. Reviewing and analyzing rulemakings under various U.S. regulatory regimes. Providing support and guidance to other corporate projects and initiatives.

Qualification and Experience

Qualifications: JD Degree from a highly-regarded law school. Licensed to practice law in North Carolina (or another US jurisdiction, with the ability to obtain license in North Carolina). 4-8 years of private practice, asset management or government agency experience working with the Adviser’s Act and/or the Investment Company Act. Ability to appropriately prioritize tasks, organize, and coordinate work while showing initiative, independence and sound judgment. Experience with asset management business, the Investment Advisers Act of 1940 and/or the Investment Company Act of 1940. Ability to analyze regulatory issues in investment advisor and asset management businesses and provide effective advice to clients on complex legal matters. Demonstrated ability to work effectively both independently and as part of a team. Superior organizational skills and the ability to manage heavy work load of diverse matters in a timely manner. High standards of personal integrity and sound business judgment. Ability to successfully collaborate with internal colleagues, effectively utilize external counsel, and interact with other third parties at senior levels.

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