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Corporate - Securities and Capital Markets Attorney in Menlo Park, CA

Facebook Sep 19,2018 Location Menlo Park CA
This job is expired...

In-House

Attorney

Corporate - Securities and Capital Markets

Min 12 yrs required

Profile

Director and Associate General Counsel, Compliance Investigations The candidate will serve as Director and Associate General Counsel for Compliance Investigations. Will support firm’s compliance with legal and key regulatory requirements by leading internal investigations on matters such as anti-corruption, fraud, trade, regulatory inquiries and other potential criminal liability. Oversee internal investigations of matters relating to anti-corruption, corporate and financial fraud, international trade, political activities, corruption, regulatory inquiries and other areas involving potential criminal liability. Provide counsel on the effective design, implementation, and enforcement of our internal investigations program. Manage, support and build a growing team of talented attorneys, investigators, and other professionals. Retain and manage outside counsel relating to investigation matters. Lead our external engagement, in certain matters, with law enforcement authorities and regulators relating to investigations and compliance matters.

Qualification and Experience

The candidate should have 12+ years of investigations experience. Must have Juris Doctorate degree and membership in one U.S. state Bar. Experience conducting investigations involving anti-corruption, corporate or securities fraud, or other enforcement area by agencies such as the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) is essential. Experience as a federal prosecutor or similar experience at a federal enforcement agency such as the SEC is essential. Experience managing corporate investigations in-house or at a law firm is essential. Experience with international law enforcement authorities or regulators is essential.

Company info