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Corporate Counsel, Securities And Compliance The candidate will work closely with Senior Attorneys and high-level internal stakeholders. Will work on challenging and often cutting-edge legal issues that require creative and proactive legal advice and client support. Assist with SEC filings, including Forms 10-K, 10-Q, 8-K, S-8, 3, 4 and 5, and proxy statements. Manage, in conjunction with other attorneys, domestic and international subsidiary governance. Assist with the execution of debt and equity financings. Manage the continuous improvement of standard forms. Support the Associate General Counsel in activities relating to quarterly and annual earnings releases. Assist with the preparation of annual shareholder meetings. Assist with the ethics and compliance function to develop and update policies and training programs. Assist with compliance with NASDAQ rules and regulations. Support and advise internal business partners in finance, stock administration, executive compensation, communications, investor relations, human resources and tax. Coordinate with external counsel efficiently and cost-effectively. Represent the company professionally, thoughtfully and with the highest standards of integrity. Report to the Associate General Counsel. Must have experience in a law firm or in the corporate legal department of a publicly-traded company. Should have JD degree from a law school accredited by the ABA and excellent academic credentials and/or equivalent. Must be a Member in good standing with the California bar.
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