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Carrot Peelers, Sales, Personality and Your Job Search
In-House
Legal Staff
Corporate - General
Min 2 yrs required
Legal Services Manager-Asset Management The candidate will primarily support the Independent Advisor Solutions (or “IAS”) market unit, while also assisting team members supporting firm's U.S. asset management solutions more broadly. In this capacity, will provide business-oriented legal and regulatory support as required to provide value-added services to the market units. Acting as a primary day-to-day Legal Team contact for the IAS market unit. Managing legal issues arising in IAS and firm’s other market units providing asset management services. Assisting firm’s market units with new strategy, business initiatives and solution development. Assisting the senior legal services manager and other Legal Team members (or external resources) in addressing regulatory and legal questions/concerns as they arise. Drafting, reviewing and updating contracts for wealth platform and asset management services. Proactively identifying potential legal or regulatory issues and coordinating Legal Team support of the business unit. Assisting firm's compliance personnel in connection with regulated activities provided through the market units. Understanding and applying regulatory changes to market unit solutions and contracts. Managing and prioritizing multiple concurrent projects.
Qualification and Experience
The candidate must have B.A. or equivalent. Paralegal certificate a plus. Should have 3+ years’ experience working as a paralegal, or in a similar role, in a corporate legal department or equivalent area. Must have 2+ years’ experience working in the financial industry with knowledge of retail-level investment products (e.g., mutual funds, separately managed accounts, etc.). Must have strong organizational skills. Must have excellent interpersonal skills and ability to build consensus with others.
Ref: P28987
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