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In-House
Attorney
Corporate - Contract Law
Min 10 yrs required
Managing Counsel-PAS- Broker Dealer The candidate will partner with business unit management and staff with respect to issues assigned. Will prepare, review and negotiate company contracts, requests for proposals and other legal documents. Assist the legal department with administrative and/or legal matters as necessary, including the management of matters assigned by supervising attorney. Partner with the Compliance associates to provide holistic and comprehensive advice. Provide leadership and direction to business colleagues on regulatory compliance and ethical conduct. Collaborate with associates to develop legal and regulatory best practices. Must have Juris Doctorate degree and licensed to practice law in New Jersey or licensed in another jurisdiction and retention of an in-house license to practice in NJ. 10+ years of legal experience with a focus on investment advisory issues and contracts. Excellent oral and written communication skills is essential. Strong interpersonal skills to influence and impact business decisions is essential. Excellent decision making skill is essential. Knowledge of laws and regulations relating to broker dealers is preferred. Experience with a regulator and/or broker dealer would be a plus.
Job Number:1803134
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