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Date Last Verified
Years of Experience
ProfileSecurities Services / Institutional Trust and Custody Attorney
Qualification and Experience
Basic Qualifications: Law Degree. Licensed by and in good standing with the appropriate State Bar association or other appropriate state attorney licensing authority. 5+ years of the in-house legal department or law firm experience advising financial institutions.
Preferred Qualifications: Experience advising trustees, custodial banks, investment advisers, brokers, or insurance companies on investment ownership, registration, and administration. Expertise preferred in one or more of the following areas of law: fiduciary (OCC Reg. 9 and state trust law); insurance (state reinsurance and statutory-deposits regulation); securities (investment types, trading, settlement, ’40 Act exemptions, Exchange Act Rule 15c3-3); Uniform Commercial Code (Article 9). Strong analytical skills. Ability to work independently. Comfort with and interest in working on a variety of legal matters. Excellent written, oral, and interpersonal communication skills. Strong commitment to client service.
Req. #: 2021-0046098
2200 Pennsylvania Ave NW 4th floor
Washington, DC 20037