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Years of Experience
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Asset Management, AML/KYC Change Control & Reporting, Associate/VP Responsibilities: Global Coordination of AM’s AML & OFAC Risk Assessment Process: overall responsible for coordinating the Risk Assessments for all booking locations. Working closely with the regional Client Onboarding teams, Technology and Senior Management conduct quantitative and qualitative reviews to assess AML and Sanctions related risks and controls. Governance – Supports AM’s AML governance by coordinating and chairing meetings of the regional AML Committee and regional client escalation subcommittees. Support the AML governance structure for Asset Management by preparing Committee Meeting materials, take meeting minutes, and create action logs and follow-up on discussion points. Assist with the maintenance of the KYC roadmap for AM. Procedures – coordinate the writing and maintenance of global base procedures for Asset Management. AML policy change control – assist the team around the coordination of policy changes including the planning and execution of required system & process enhancements. KYC Standards Interpretation and BAU support -Support the Onboarding teams with KYC Standards interpretation and the management of KYC quality. Oversee the regional KYC Team’s follow-up on matters raised by Quality Assurance, Audit and/or Compliance testing and identify opportunities to improve KYC quality globally.
Qualification and Experience
Qualifications: Bachelor’s degree in law, accounting, business or related discipline. 5+ years' financial services industry experience. Previous experience in project related work. 3+ years of related experience in AML or related disciplines in financial services AML preferably with a global financial institution; Extensive knowledge of AML regulations and guidance; Collaborative, lateral thinker with an ability to interpret and solve complex issues; Experience in handling regulatory matters and global/regional implementation would be a plus; A solution driven approach, with exemplary problem solving skills; Experience in collaborating with Technology; Achievement driven – seeks to continually deliver excellence to internal clients through focus on outcomes; Strong analytical skills and attention to detail required; Ability to work on your own or as part of a team; Ability to prioritise; Strong analytical ability; Effective time management, documentation and organizational skills; Excellent written, verbal and interpersonal communication skills.
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