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Years of Experience
Date Last Verified
ProfileDirector of Compliance and Senior Corporate Counsel The candidate will oversee, maintain, and continuously improve a compliance management system, in a banking and consumer finance environment. Collaborate with business partners to understand and adhere to relevant banking and consumer finance laws and regulations. Coordinate and manage examinations by regulators such as the Federal Deposit Insurance Corporation, the Consumer Financial Protection Bureau, as well as the Nevada Financial Institutions Division and other state regulators. Identify areas of greatest regulatory risk and develop testing and monitoring to identify and reduce such risks, such as Control Self-Assessments. Develop and coordinate training programs which increase organizational knowledge of, and compliance with, relevant laws and regulations.
Qualification and Experience
The candidate should have a Bachelor Degree and a Juris Doctor Degree from an accredited law school. 10 years of experience in (or representing) the financial services industry, working on issues of regulatory compliance management. Experience in dealing with regulators and handling regulatory examinations. Experience in leading a compliance function with a financial services provider. 5 years or more experience in (or representing) consumer financial services providers preferred. Direct experience with the compliance management system of an Industrial Loan Company. Experience in leading a compliance function with a captive finance company, especially in the vehicle finance space.
Auto requisite ID: 6043BR
Harley-Davidson Financial Services Inc
150 N Wacker Dr Fl 3100
Chicago, IL 60606