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Years of Experience
Attorney The candidate will provide legal counsel and support to the business units regarding variable products (variable annuities and variable life insurance) on federal and state regulatory matters. Will participate in committees and/or advise on business decisions and will work with an experienced team of attorneys and legal professionals. Provide a full range of legal counsel and support to business units regarding securities and insurance laws and regulations, variable product development, operations, and compliance. Draft prospectus and statement of additional information disclosure for variable products using a document content management system. Review, prepare, and file variable annuity and variable universal life registration statements with the Securities and Exchange Commission (SEC). Review marketing pieces concerning variable insurance products. Review variable annuity contracts, variable universal life policies, riders, and other related documents. Draft offering memorandums and other related documents for private placement insurance products. Draft and negotiate unaffiliated mutual fund agreements and amendments. Analyze and interpret federal and state securities and insurance laws, rules, and regulations. Research and monitor changes in laws and regulations affecting variable products and provide guidance to legal team and business units. Assist senior level attorneys and legal professionals in providing legal services. Other duties and responsibilities as assigned by law department management.
Qualification and Experience
The candidate should have Juris Doctor Degree from an ABA accredited law school. Should be licensed and active member in good standing with one state Bar – with ability to obtain admission to the Nebraska State Bar. Should be newly licensed attorney. 1-4 years of insurance regulatory experience including functional knowledge of the Investment Company Act of 1940, Securities Act of 1933, drafting variable product prospectus and statement of additional information disclosure, SEC registration statement filings, marketing material review, and other items described in the job description is preferred. Strong communication skill is essential.
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