Job Details

Corporate Counsel / Asset Management Attorney

Company name

Organization Type

In-House

Job Type

Attorney

Valid Through

Jan 26, 2022

Posted on

Oct 13, 2021

Years of Experience

Min 4 yrs required

Location

Philadelphia, PA, United States

Employment Type

Full-time

Industry

Legal
Practice Area
Corporate >> Corporate - Investment Company Act
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Profile

Corporate Counsel / Asset Management Attorney
Responsibilities: Advising senior management on regulatory initiatives. Assisting with regulatory and internal reviews, exams, and audits. Assisting with drafting and maintaining policies and procedures. Maintaining current knowledge of applicable federal and state laws and regulations, and monitoring regulatory developments to ensure organizational adaptation and compliance. Preparing, reviewing, and negotiating contracts and other legal documents or requirements with a focus on conforming to federal statutory requirements and company policies. Reviewing responses to requests for proposals and company marketing/client information materials for conformity with law and company policies. Assessing risks and providing advice concerning various issues and agreements arising within key operations of the companies and the corresponding administrative functions. Providing training to company employees on legal requirements for conducting business. Reviewing and coordinating activities of outside counsel within assigned areas of responsibility. Reviewing documents and electronic discovery in response to third-party subpoenas.

Qualification and Experience

Qualifications: Law degree with strong academic credentials. Licensed to practice law and in good standing. 4+ years of in-house legal department or law firm experience advising financial institutions. Corporate governance experience preferred. Experience advising investment advisors or investment companies concerning securities law, municipal securities, and regulatory requirements is preferred. Strong analytical skills. The ability to work independently and manage a constantly changing workflow. Comfort with and interest in working on a variety of legal matters. Excellent written, oral and interpersonal communication skills. Strong commitment to client service.

Additional info

Ref. R50

Company info

Hiring Coordinator
Public Financial Management, Inc
2 Logan Square
Suite 1600
Philadelphia, PA 19103

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