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Organization TypePublic Interest
Date Last Verified
Years of Experience
ProfileExamination Manager, CAT Exams
Qualification and Experience
Requirements: Bachelor’s Degree or an equivalent combination of education and experience required. Major in Accounting, Finance, Economics, Business Administration or related fields preferred. MBA, JD Degree, other graduate degree and/or relevant industry certification(s) preferred. Significant securities, compliance or financial regulatory experience. Moderate experience managing projects and/or people. Advanced knowledge of risk fundamentals. Advanced knowledge of securities rules and regulations. Advanced knowledge of firm business models, business lines, customer bases, products and services. Advanced knowledge of rule changes and interpretations. Advanced knowledge of industry wide events and trends affecting exam program. Advanced knowledge of departments and their mandates. Proficient in utilizing available resources. Advanced ability to recognize and understand the relationship and impact between regulatory areas. Advanced ability to manage time effectively and complete examinations within the budgeted time frames. Advanced ability to effectively liaise with internal and external parties. Advanced ability to identify and prioritize risk. Advanced ability to inspire and motivate direct reports. Advanced relationship building skills. Advanced ability to make timely decisions.