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Vendor Assessment Regulatory Coordinator The candidate will schedule coordinator will help the Manager ensure assessments are in compliance with procedures and applicable regulatory guidance by assisting with the following: Internal and external regulatory review examinations and requests; Development and completion of annual scope plan, scheduling, and change requests; Perform regulatory reviews, when necessary; Reconcile systems data with actual status of reviews to ensure completeness and accuracy; Identify functions and business practices performed by vendors requiring (and not requiring) regulatory reviews; Identify and assess regulatory risks and controls within Business Lines and vendors requiring changes to regulatory review practices; Develop Business Line engagements and presentations; Gathering and analysis of Regulatory Review metrics; Provide subject matter expertise and training in variety of regulations; Liaison with Analysts and Senior Analysts during the performance of their reviews; Monitor development of standard work papers and updates to procedures within required timeframes; Help in the preparation of regulatory reports; Assist in Quality Assurance review process. Must have 5-10 years of current experience in a Regulatory Compliance, Audit, Risk Management or Assurance role, and an understanding of audit, regulations, and risk. Should preferably have Bachelorâ€™s Degree in business or related field or JD degree. Should have 3+ years of relevant regulatory compliance and/or audit experience at a large organization (banking experience preferred). 1+ years of experience working with Third Party/Vendor Assurance is required. Industry knowledge of vendor reviews and subject matter expertise in consumer regulations is must. Ability to work under pressure with efficiency and accuracy is preferred. Experience working as part of a team is helpful. Possession or actively pursuit of certifications: Certified Regulatory Compliance Manager ( CRCM) ( preferred), Certified Internal Auditor (CIA), or Certified Public Accountant (CPA) is helpful.
Job ID/ Req. Number: 180666
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