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Years of Experience
ProfileDirector Anti-Money Laundering Compliance
Qualification and Experience
The candidate should have Bachelor’s degree in a related discipline, MBA or JD a plus. Should have CAMS certification. Should have 10+ years of compliance experience within the banking/financial services industry and deep understanding of the BSA/AML/OFAC regulatory requirements and landscape, including US industry and global trends. Extensive knowledge of anti-money laundering regulations, policies and reporting requirements based on the Bank Secrecy Act and USA PATRIOT Act, current economic sanctions, relevant standards such as FATF, the Wolfsberg Group and the Basel Institute on Governance and AML and OFAC risks associated with Empower Retirement’s products, business units it operates to accurately assess a comprehensive BSA/AML and OFAC risk assessment. Experience in building and maintaining BSA/AML and OFAC regulations in a broker/dealer, insurance and/or mutual fund company preferred. Track record of collaborating with executive management and staff to establish and improve operational structures that support compliance efforts and business growth. Strong analytical skills required to review the regulations/expectations, assess their impact, and work with the business units to implement any necessary policies, procedures, processes, and controls. Experience in financial services, project management, interaction with regulators and auditors, establishing effective, robust and integrated compliance programs, and the implementation and testing of automated monitoring, filtering and database systems. A flexible and collaborative approach towards the business. Ability to communicate persuasively and with confidence, professionalism and authority at all levels of the organization. Sound judgment, with a well-developed sense for risk identification, assessment and decision making with a high level of integrity. Outstanding written and verbal communication skills, with demonstrated ability to effectively manage the relationships at the executive level. Proven experience advising, negotiating, influencing, and collaborating with others in the decision making process across all levels of the organization.
8515 E. Orchard Road
Greenwood Village, CO 80111