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Date Last Verified
Years of Experience
ProfileSenior Regulatory Attorney, Banking And Financial Services And Insurance
Qualification and Experience
The candidate should have J.D. from accredited law school. Should have 10 years of experience providing legal advice within the financial services and/or insurance industry. Should have knowledge of federal laws such as GLBA, FCRA, AML, OFAC, Dodd-Frank, SEC regulations and FINRA requirements. Familiarity with state insurance laws governing P&C, life, annuity, WC and group benefit lines of business is required. Must have experience working with financial institutions and/or insurance companies, federal and state regulators and third party administrator licenses and broker-dealer requirements. Familiarity with privacy and security regulations applicable to financial institutions and insurance is required. Must have shown experience creating and implementing regulatory compliance programs within a financial services or insurance organization including legal risk management and standardized contract language. Should have excellent knowledge of financial service and insurance operations including to call center, premium handling, claims and producer licensing. Must have advanced written and verbal communication skills and ability to work in a fast-paced environment. Should have strong data analytic skills; attention to detail. Must have strong communication skills (verbal, written, listening) including ability to communicate expertly with regulators, executives and operations staff at all levels.
9655 Maroon Circle
Englewood, CO 80112