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Organization TypeLaw Firm
ProfileLaw Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have the best law firm staff positions, but we also have the most. Entry To Mid-level Paralegal / Legal Assistant The candidate duties will include: On-the-job training; Heavy client contact, legal research and document drafting; Leading RIAs and their representatives through the SEC and/or state registration process; Completing required regulatory annual filings; Creating and/or revising RIA disclosure documents, advisory agreements, and compliance documents; Reviewing marketing materials; Reviewing and/or drafting employment agreements; Formation of legal entities. Should have 1-2 years of experience in the securities industry preferred. Must have Bachelor s Degree (English Major or Business Major, a plus) and/or Paralegal Certificate from an ABA Certified program. Working knowledge of Investment Advisor's Act, 1940 Act (Investment Company Act), other securities regulations and/or FINRA Rules helpful. Should have expertise in the Microsoft Office Suite. Southern California candidates preferred.
Law Firm Staff