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Carrot Peelers, Sales, Personality and Your Job Search
In-House
Attorney
Finance - General
Min 10 yrs required
Associate General Counsel Duties: Provides advice and guidance to management for key regulatory examination and supervisory activities, as well as any necessary remediation activities; Helps prepare and support the business during regulatory examination and supervisory activities; Oversees responses to supervisory matters and provides input on action plans to address deficiencies, as appropriate; Interfaces directly with the supervisory teams of key regulators to ensure appropriate information flow and maintain regulatory relationships; and Supports U.S. CEO and CRO in regulatory relationship responsibilities, monitors remediation activities and provides appropriate updates, as necessary, to U.S. management and board of directors or committees. Provide guidance and advice to lines of businesses and corporate areas regarding implications of applicable laws, regulations and reputational risks on business strategies and new products. Assist in any regulatory application activities related to bank expansion or acquisition activity. Provide leadership in maintaining relationships with key regulators across Operations. Ensure stays abreast of supervisory trends and themes. Oversee the submission of responses to supervisory matters and provide input on action plans to address deficiencies and matters requiring attention and related reporting. Create and present reports and presentations on supervisory trends and themes and any actions taken to address such themes. Participate and advise on the bank’s advocacy efforts, focused on supervisory and regulatory matters.
Qualification and Experience
Qualifications: Law Degree. 10 years’ experience in financial services. Good knowledge of US financial services legislation and regulation, with a focus on bank regulatory matters and acquisitions. Good knowledge of US regulatory landscape and priorities.
Ref. R200006158
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