Job Details

Associate Regional Director, Dispute Resolution

Company name

FINRA.

Organization Type

In-House

Job Type

Attorney

Posted on

Jun 25, 2020

Location

Los Angeles, CA, United States

Industry

Legal
Practice Area
Corporate >> Corporate - Securities and Capital Markets
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Profile

Are you an experienced attorney (5+ years) with an interest in alternative dispute resolution?

Have you managed a team?

Do you have strong problem-solving and analytical skills, as well as attention to detail?

At FINRA, our mission is investor protection, market integrity.  If you want to work at a dynamic and meaningful organization, we want to meet you!

 

Essential Job Functions:

  • Manage a staff of case administrators/attorneys
  • Oversee the administration of arbitration cases
  • Review arbitration awards for consistency and to spot issues
  • Coordinate with Regional Director and management team to oversee office of 20+ employees

 

Education/Experience Requirements:

JD, admission to a state bar and five years of legal, arbitration and supervisory experience; or Bachelor’s degree and seven years legal or securities-related experience and supervisory experience.

Excellent interpersonal and written communication skills.

Company info

FINRA.

Company Profile

The Financial Industry Regulatory Authority (FINRA) is an independent, nongovernmental organization that writes and enforces the rules governing registered brokers and broker-dealer firms n the United States

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