Job Details

Associate Regional Director, Dispute Resolution

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Posted on

Jun 25, 2020


Los Angeles, CA, United States


Practice Area
Corporate >> Corporate - Securities and Capital Markets
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Are you an experienced attorney (5+ years) with an interest in alternative dispute resolution?

Have you managed a team?

Do you have strong problem-solving and analytical skills, as well as attention to detail?

At FINRA, our mission is investor protection, market integrity.  If you want to work at a dynamic and meaningful organization, we want to meet you!


Essential Job Functions:

  • Manage a staff of case administrators/attorneys
  • Oversee the administration of arbitration cases
  • Review arbitration awards for consistency and to spot issues
  • Coordinate with Regional Director and management team to oversee office of 20+ employees


Education/Experience Requirements:

JD, admission to a state bar and five years of legal, arbitration and supervisory experience; or Bachelor’s degree and seven years legal or securities-related experience and supervisory experience.

Excellent interpersonal and written communication skills.

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Company Profile

The Financial Industry Regulatory Authority (FINRA) is an independent, nongovernmental organization that writes and enforces the rules governing registered brokers and broker-dealer firms n the United States

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