Recruiter

Philadelphia, PA, United States

Senior Corporate Securities Associate Attorney or Counsel

Attorney

4-20 yrs required

Full-time

No

A law firm in Philadelphia, PA, is seeking a Senior Corporate Securities Associate Attorney or Counsel. The ideal candidate will possess over 6 years of comprehensive experience in corporate securities law, including public company regulations, securities offerings, and corporate governance. This role requires a deep understanding of securities laws and regulations, along with strong technical and advisory skills.

Duties:

• Advise clients on compliance with public company regulations, including the Securities Act of 1933 and the Securities Exchange Act of 1934.
• Manage and oversee public and private offerings of securities, including drafting and reviewing registration statements and offering documents.
• Ensure adherence to national securities exchange listing rules and requirements.
• Prepare and file periodic reports on Forms 10-K, 10-Q, and 8-K.
• Draft and review proxy statements for annual and special shareholder meetings.
• Handle Section 16 Reporting, including Forms 3, 4, and 5, ensuring accuracy and compliance.
• Provide guidance on general corporate governance matters, such as drafting board resolutions, corporate policies, and press releases.
• Offer legal counsel on broker-dealer, FINRA, investment adviser, and fund formation matters as needed.
• Represent clients in regulatory investigations, compliance audits, and enforcement actions.
• Collaborate with other attorneys and professionals within the firm to deliver comprehensive legal services.

Requirements:

• Minimum of 6 years of in-depth experience in corporate securities law and corporate governance.
• Expertise in the Securities Act of 1933, the Securities Exchange Act of 1934, and related regulations.
• Proven experience with public and private securities offerings and knowledge of national securities exchange listing rules.
• Skilled in preparing and filing Forms 10-K, 10-Q, and 8-K, and drafting proxy statements.
• Proficient in Section 16 Reporting, including Forms 3, 4, and 5.
• Strong general corporate governance experience, including drafting board resolutions and policies.
• Experience with broker-dealer, FINRA, investment adviser, or fund formation is a plus.
• Bar admission required for the jurisdiction of practice.

Education:

• Juris Doctor (JD) degree from an accredited law school.

Certifications:

• Bar admission required for the jurisdiction of practice.

Skills:

• In-depth knowledge of securities law and corporate governance.
• Strong analytical, problem-solving, and decision-making abilities.
• Excellent drafting, legal writing, and communication skills.
• Ability to manage multiple projects and meet deadlines effectively.
• Proficiency in legal research and regulatory compliance.
• Strong interpersonal skills and ability to work collaboratively in a team environment.

Job Location:

• Philadelphia, PA

Benefits Offered:

• Competitive salary with performance-based bonuses.
• Comprehensive benefits package, including medical, dental, and vision insurance.
• 401(k) plan with employer contributions.
• Opportunities for professional development and career growth.
• Supportive and dynamic work environment.

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