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Years of Experience
Date Last Verified
ProfileAttorney - Investment Management Responsibilities: Client contracts and ancillary documentation, advice to the business on marketing materials and RFP response support, review and maintenance of product materials and disclosure documents for UST specific products such as Endowment Advantage. Review of MLTC SPA agreements (bespoke sub-advisory agreements for individual clients). Account services and statements (e.g., Trust Administrative Advantage, TMA quarterly newsletters, Investment Policy Statements, asset safety letters, account performance reporting, confirms/trade advice notices). Custody issues (e.g., Nominee Partnerships (Options Clearing Corporation Equity Option and Index Option Escrow Deposit Accountant reports, hard to value assets, escheatment issues, foreign custodians), advice on use of custody vs. IMA, and possible hybrid account for concentrated positions. Trading and settlement (e.g., trade errors, third party broker and trading platform agreements). Provides general legal counsel to AMGs investment management business as well as specific advice on products services and certain legal actions. Reviews legal contracts and documents. Directly or through staff conducts legal research. May represent the bank in legal actions.
Qualification and Experience
Qualifications: Must have JD or equivalent law degree. Must be admitted to at least one state Bar (active and in good standing). 6+ years of experience since admission to the Bar. 5-10 years’ relevant experience. In depth knowledge of the Advisers’ Act and the Investment Company Act is required, and familiarity with bank regulations is a plus. Must be an effective communicator and collaborator.
Job number: 18003339
114 West 47th Street
New York City, NY 10036