Job Details

ParalegalLegal Assistant

Company name

Law Firm Staff

Organization Type

Law Firm

Job Type

Legal Staff

Posted on

May 16,2018

Location

Beverly Hills, CA
  Employer Sponsored Job (Free to apply to)
 
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Profile

Law Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have the best law firm staff positions, but we also have the most. Paralegal/Legal Assistant Duties: Heavy client contact, legal research and document drafting; Leading RIAs and their representatives through the SEC and/or state registration process; Completing required regulatory annual filings; Creating and/or revising RIA disclosure documents, advisory agreements, and compliance documents; Reviewing marketing materials; Reviewing and/or drafting employment agreements; Formation of legal entities; Travel during portions of the year.

Qualifications: Bachelor s Degree (English Major or Business Major, a plus) and/or Paralegal Certificate from an ABA Certified program. 1 2 years experience in the securities industry preferred. Working knowledge of Investment Advisor s Act, 1940 Act (Investment Company Act), other securities regulations and/or FINRA Rules helpful; Expertise in the Microsoft Office Suite. Strong attention to detail, responsiveness and ability to take initiative. Ability to prioritize and handle numerous competing demands in a high-volume, fast-paced work environment with frequent urgent deadlines. Ability to work independently or as a team member, and manage projects and time efficiently. Should possess a professional manner and judgment to enable a good working relationship with clients and co-workers. Excellent communication, organizational and interpersonal skills.

Company info

Law Firm Staff

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