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Years of Experience
Date Last Verified
Legal - Documentation Specialist II - Mutual Funds Legal Group- Associate Duties: Provides exposure to all aspects of the Funds business and to the investment management legal groups. Will be responsible for the independent preparation and review of offering documents for the Funds. Will be responsible for drafting, updating and utilizing technology to input changes to mutual fund offering documents. Will include both the creation of new funds and the maintenance of existing funds utilizing registration statement software.
Qualification and Experience
Qualifications: 3+ years paralegal experience with mutual funds, registration and SEC filing process Experience with annual report reviews a plus Demonstrated ability to work on multiple priorities at any given moment Demonstrated ability to communicate with multiple functions (status updates). Strong writing skills. Strong organizational skills. Proficiency with Microsoft Word. Should have experience preparing mutual fund prospectuses, summary prospectuses, and statements of additional information. Experience working independently with financial printers and familiarity with the SEC filing process and comfort utilizing technology are important. Experience with other mutual fund related matters such as review of annual and semi-annual reports is a plus. Should have good interpersonal and organizational skills in order to participate in business committees and work with personnel from all areas of the business supporting the Funds including, product strategy and development, treasury, marketing, risk, compliance and portfolio management. Strong writing and time management skills are also critical.
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