Recruiter

Chicago, IL, United States

Investment Services Associate Attorney

Attorney

2-11 yrs required

Full-time

No

A law firm in Chicago, IL, is seeking an Investment Services Associate Attorney with 4-7 years of experience in working with registered investment companies, investment advisers, and regulatory and compliance matters related to federal securities laws. The ideal candidate will have the ability to play a leading or key role in transactions, particularly those related to investment company reorganizations or mergers, and possess experience with mutual funds, exchange-traded funds (ETFs), closed-end funds, and independent trustees and directors. The candidate should have a . degree with strong academic credentials and be admitted to (or in the process of becoming admitted to) the applicable jurisdiction.

Duties:

• Lead or play a key role in transactions involving investment company reorganizations, mergers, and other significant business activities.
• Provide legal advice and support related to mutual funds, ETFs, closed-end funds, and matters involving independent trustees and directors.
• Manage multiple matters simultaneously, ensuring timely and effective resolution of complex legal issues.
• Draft, review, and negotiate transaction documents, including fund formation and registration documents.
• Advise clients on regulatory and compliance matters under federal securities laws, including the Investment Company Act of 1940 and the Securities Act of 1933.
• Conduct legal research and analysis to support regulatory compliance and transactional activities.
• Collaborate with clients and internal teams to develop and implement legal strategies that align with business goals.
• Maintain up-to-date knowledge of developments in securities laws and regulations affecting investment services.

Requirements:

• 4-7 years of experience working with registered investment companies, investment advisers, and related regulatory and compliance matters.
• Ability to play a leading or key role in transactions, especially related to investment company reorganizations or mergers.
• Experience with mutual funds, ETFs, closed-end funds, and independent trustees and directors.
• Proven ability to manage multiple matters simultaneously.
• . degree with strong academic credentials.
• Admitted to (or in the process of becoming admitted to) the applicable jurisdiction.

Education:

• Juris Doctor (.) degree from an accredited law school.

Certifications:

• Admission to (or steps taken to become admitted to) the applicable jurisdiction.

Skills:

• Expertise in federal securities laws, including the Investment Company Act of 1940 and the Securities Act of 1933.
• Strong experience with mutual funds, ETFs, closed-end funds, and independent trustees and directors.
• Excellent legal drafting, negotiation, and analytical skills.
• Ability to handle multiple complex matters simultaneously.
• Strong client management and interpersonal skills.
• Effective communication and teamwork abilities.
• High attention to detail and strong organizational skills.

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