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Carrot Peelers, Sales, Personality and Your Job Search
In-House
Attorney
Finance - General
Min 4 yrs required
Equity Derivative Compliance & Operational Risk Officer Duties : The candidate will be responsible for liaising with senior management in the equities division and functional leaders in compliance, legal, risk, and IT to provide effective challenge, guidance and advice. Will be expected to participate in company for the Global Equity and in various global, regional and cross-product Equity Governance Committees as a representative of the organization. Will provide subject-matter expertise on rules and regulations pertaining to equity derivative sales and trading activities. To support in the design and implementation of the Operational Risk Framework. To draft and review compliance policies and procedures related to equity and equity derivative sales and trading. To Develop and deliver compliance training.
Qualification and Experience
Requirements : The candidate should have bachelor’s degree or higher in Business/Accountancy/Finance/Law or similar field. Should have minimum 4 years of experience in Compliance or Regulatory Role or equivalent experience. Should have knowledge of equity derivatives and associated trade flows. Should have excellent written communication skills and competence in portraying complex content in a clear, concise, and compelling manner. Should have strong business analysis and problem solving skills. Must have an ability to easily to manipulate and analyze broad range of data.
Job Reference : 183497BR
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