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Finance - General Attorney in New York City, NY

UBS Jun 14,2019 Nov 01,2018 Location USA New York City NY
This job is expired...

In-House

Attorney

Finance - General

Min 4 yrs required

Profile

Equity Derivative Compliance & Operational Risk Officer Duties : The candidate will be responsible for liaising with senior management in the equities division and functional leaders in compliance, legal, risk, and IT to provide effective challenge, guidance and advice. Will be expected to participate in company for the Global Equity and in various global, regional and cross-product Equity Governance Committees as a representative of the organization. Will provide subject-matter expertise on rules and regulations pertaining to equity derivative sales and trading activities. To support in the design and implementation of the Operational Risk Framework. To draft and review compliance policies and procedures related to equity and equity derivative sales and trading. To Develop and deliver compliance training.

Qualification and Experience

Requirements : The candidate should have bachelor’s degree or higher in Business/Accountancy/Finance/Law or similar field. Should have minimum 4 years of experience in Compliance or Regulatory Role or equivalent experience. Should have knowledge of equity derivatives and associated trade flows. Should have excellent written communication skills and competence in portraying complex content in a clear, concise, and compelling manner. Should have strong business analysis and problem solving skills. Must have an ability to easily to manipulate and analyze broad range of data.

Additional info

Job Reference : 183497BR

Company info