Job Details

Regulatory Counsel

Company name

TD Bank, N.A.

Organization Type


Job Type


Date Last Verified

Jun 12,2019

Valid Through

Sep 25,2019

Posted on

Feb 06,2019


Mount Laurel, NJ, United States

Employment Type



Practice Area
Finance >> Finance - Banking
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Regulatory Counsel
The candidate is responsible to provide advice to key partners, including Compliance, Risk, business lines and other functions in the Bank on routine matters as well as during privacy and cybersecurity events. Ensure timely identification, mitigation, resolution and reporting/escalation of existing and emerging legal issues and risks. Provide legal counsel and support to the Bank on examination and supervisory matters. Monitor relevant legislation, regulation, supervisory guidance and assess impact to the Bank and partner with relevant Control Functions and business partners to coordinate Bank responses and/or implementation strategies. Coordinate cross-border legal advice through excellent working relationships with TD legal teams in Canada. Works closely with other risk partners and colleagues (including Compliance, Privacy, Anti-Money Laundering, Fraud and Operational Risk) to deliver streamlined and customer-centric advice to the business. Provide best-in-class legal recommendations that are integrated with client strategies and objectives and coordinated across all relevant jurisdictions. Ensure legal risk is managed in accordance with the TDBG risk appetite and regulatory framework. Build and maintain effective working relationships with internal stakeholder groups. Contribute to priority bank-wide and Legal Department initiatives, including knowledge management and productivity initiatives. Supervises external counsel providing advice or other legal services to the TD. Assists in the management and reduction of expenditures for external counsel.

Qualification and Experience

The candidate must have a Bachelor's degree. J.D. from an Accredited law school is required. 4+ years of related regulatory experience at a major law firm, government agency or in-house department of a large financial institution is necessary. Strong legal research and analysis skills are must. Excellent oral and written communication skills are required. Strong negotiation and conflict resolution skills are critical. Project management skills and experience are a plus. Financial services industry experience is preferred.

Additional info

Auto req ID 233036BR

Company info

Hiring Coordinator
TD Bank, N.A.
1317 Route 73
Mount Laurel, NJ 08054

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