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Years of Experience
Date Last Verified
ProfileWealth Management, COB LATAM Quality Control Officer, Associate Responsibilities: Performing quality review of new and existing KYC profiles for Latam Private Bank clients. Maintaining a high degree of accuracy and attention to detail while meeting team productivity goals. Participate in project meetings and develop relationships with various teams within the Client On-boarding organization. Engaging in discussions with Risk, Anti Money Laundering, On-boarding Officers and Compliance partners, and documenting changes to workflow processes. Identify areas of risk that need improvement, and resolve using available tools (Excel, SharePoint, etc.). Working with business, Risk, Anti Money Laundering, and Compliance teams to complete agreed upon business initiatives. Respond to daily inquiries and assist with escalation/resolution. Assist with developing new processes and training materials (if necessary).
Qualification and Experience
Qualifications: Bachelor's Degree required; Major in Business Administration, Finance, Economics, Accounting or Law preferred; 3-5 years’ experience in financial services focus on Latin America preferred. Spanish fluency, both oral and written, required. Knowledge of Anti Money Laundering (various account inflows and outflows) is strongly preferred. Strong interpersonal and communication skills. Advanced Microsoft Office skills: Word, PowerPoint, SharePoint, and Project skills. Expert in Excel, pivot tables, macros, etc. Must be highly disciplined, a self-starter, and have the ability to execute on assignments independently. Team player and demonstrated work ethic. Ability to multi-task and strong attention to detail. Excellent organizational and time management skills. Ability to communicate with all levels within the Line of Business.