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Organization TypeLaw Firm
Law Firm Staff brings you up to date and high quality legal staff openings in law firms and in-house legal departments of business organizations. In addition, we help solo attorneys hire experienced personnel from the legal industry. We not only have the best law firm staff positions, but we also have the most. Paralegal The candidate will manage heavy client contact, legal research and document drafting. Lead RIAs and their representatives through the SEC and/or state registration process. Complete required regulatory annual filings. Create and/or revise RIA disclosure documents, advisory agreements, and compliance documents. Review: marketing materials; and/or drafting employment agreements. Format legal entities. Bachelor s Degree (English Major or Literature Major, a plus) and/or Paralegal Certificate from an ABA Certified program and 1 2 years of experience in the securities industry required. Series 6, 7, 24, 66 or 65 preferred. Working knowledge of Investment Advisor's Act, 1940 Act (Investment Company Act), other securities regulations and/or FINRA Rules preferred. ERISA and DOL (Department of Labor) knowledge in the area of retirement plans preferred. Expertise in the Microsoft Office Suite required. Ability: to prioritize and handle numerous competing demands in a high-volume, fast-paced work environment with frequent urgent deadlines; to work independently or as a team member, and manage projects and time efficiently required. Excellent communication, organizational and interpersonal skills required.
Company infoLaw Firm Staff