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Years of Experience
Date Last Verified
ProfileAVP Compliance The candidate's responsibilities: Represent Compliance, individually and through team members, in various Life Insurance Division committees, working groups, and special Division projects. Ensure key team deliverables are met by constantly prioritizing multiple complex projects with competing deadlines that require the same resources. Lead and develop the Market Conduct Compliance and Product Compliance leaders and teams. Direct a staff responsible for division-wide market conduct program and the analysis of sales material for compliance with state law, including partnering with Marketing Communications to maintain an efficient approval process while ensuring speed to market. Direct a staff responsible for the research, development, drafting, and filing of all life insurance policy forms, including partnering with the Product Design and other business units to ensure that products meet all of the compliance, design, and business needs. Individually responsible for serving as the Life Division LTC (Long Term Care) insurance compliance and legal subject matter expert (SME). Oversee legal and compliance-related projects on behalf of the Life Insurance Division.
Qualification and Experience
The candidate should have Law degree from a recognized accredited law school and 10+ years experience in compliance advanced sales design, registered products, or insurance law. In-depth knowledge of securities regulation law regarding variable insurance products and broker-dealer requirements, in-depth knowledge of California variable life regulations, IRS regulations for life insurance and knowledge of life insurance operations. Excellent written and verbal skills, as well as excellent research skills.