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Years of Experience
Date Last Verified
Vice President, Legal and Compliance Duties: Close involvement with senior business members on product development of complex annuity products Draft and negotiate distribution arrangements Collaborate with senior business leaders and members of the legal department on distribution and operational initiatives Work with internal clients to analyze and resolve service and operational issues, including ERISA Providing legal support to Company departments, including sales, marketing, operations and compliance Build and maintain partnerships with internal stakeholders as well as contacts within the broader Legal & Compliance community.
Qualification and Experience
Qualifications: JD Degree and 8 – 10+ years of experience in the field of law, including financial services/insurance, previous in-house Legal experience required. Experience with federal securities laws, including ERISA, FINRA Rules, and State Insurance Law. Ability to make decisions, use independent judgment, establish priorities and work effectively on multiple initiatives concurrently. Ability to work with a geographically dispersed team. Advanced knowledge of annuity service, operations and regulatory requirements. Capacity to consider, process and filter large amounts of complex information quickly and identify appropriate actions in a fast paced environment. Ability to work across enterprise and present complex matters to senior business leaders. Strong communication skills, work ethic and high level of personal integrity and accountability.
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