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Years of Experience
Date Last Verified
ProfileAssociate Counsel - Financial Services Compliance The candidate: Supports and cultivates an environment where associates respect and adhere to company standards of integrity and ethics. Develops and fosters relationships with business partners, colleagues in Legal, and other internal and external stakeholders. Provides advice and counsel to Services, Financial Services Compliance, and Global Sanctions Compliance associates and others related to rules and regulations promulgated by a variety of state and federal regulatory agencies. Develops and leverages internal and external partnerships and networks, and works cross-functionally, to achieve business and compliance goals. Works collaboratively to negotiate and draft contracts and other legal documents in support of financial services business and compliance initiatives. Assists internal clients and stakeholders with identifying, assessing, and managing financial services and global sanctions risks to the company. Manages outside counsel retained to support compliance matters and correlating budgets. Must have 7+ years of legal experience post-degree. Law degree from an accredited law school is essential. Must be license to practice law in at least one state. Should preferably have 6+ years of working as an attorney with a primary practice focused on financial services in a corporate legal department or law firm.