Job Details

Manager, Securities Counsel

Company name

Capital One Financial Corporation

Organization Type


Job Type


Years of Experience

2-3 yrs required


Tysons Corner, VA

Date Last Verified

Nov 17,2017

Posted on

Aug 31,2017
Practice Area
Corporate >> Corporate - Securities and Capital Markets
  Employer Sponsored Job (Free to apply to)
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Manager, Securities Counsel The candidate will oversee enhancement and implementation of effective processes to ensure compliance with policies and procedures relating to the company activities. Manage the development and filing of the annual proxy statement and ensuring compliance with controls and procedures applicable to the proxy and related disclosures. Manage compliance programs for Section 16 filings, insider trading and other matters related to equity administration. Oversee third-party management requirements relating to vendors engaged by the company. Support effectiveness of repeatable and controlled processes relating to transactional work managed by the company. The ability to manage multiple projects, take on new responsibilities and handle novel issues is critical. Juris Doctorate (J.D.) with admission to at least one state bar and 2+ years of law firm or in-house legal department work experience, with primary focus on securities law matters and public disclosures required. 3+ years of experience as an attorney in a major law firm and/or in-house legal or compliance department, with a focus on broad range of SEC filings (including 10-Ks, 10-Qs, 8-Ks and proxy statements), Section 16 filings, press releases and other public disclosures and other matters relating to disclosure, executive compensation and equity administration preferred. Experience: drafting and filing SEC disclosure documents; designing and implementing controls and procedures relating to SEC filings and/or public disclosures required. Familiarity with commercial transactions required. The ability: to manage multiple projects, take on new responsibilities and handle novel issues; to work in a fast-paced environment with minimal supervision required. Excellent analytical, oral and written communication skills required. Strong organizational skills with impeccable attention to detail required.

Additional info

Job ID: R33842

Company info

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