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ProfileAttorney, In-House Counsel The candidate will provide legal support and counsel to a fast-paced Broker-Dealer and related Global Trading business on SEC and FINRA regulatory matters and a wide variety of contract negotiations. Provide legal advice and support in connection with the negotiation, drafting, interpretation, and renewal of clearing, execution, portal, referral, soft dollar and other agreements. Provide legal advice and support to the compliance staff of the company’s U.S. broker-dealer on regulatory and compliance matters, including the preparation or review of written submissions by the firm in connection with regulatory examinations and inquiries. Provide legal advice and support to the company’s SGN connectivity, Valdi order management, and Front Arena businesses; principally in connection with the negotiation, drafting, interpretation, and renewal of software license, hosting and support agreements. Other legal services as may be assigned from time-to-time as required to support the business. Juris Doctor from an ABA accredited law school and 5+ years of experience in the practice of law, preferably including at a prominent law firm required. Currently licensed to practice law in the U.S. required. Excellent academic credentials required. Prior experience: advising broker-dealers on contract, regulatory, and compliance issues; negotiating and drafting complex software license agreements required. Strong drafting skills, good judgment, and team player required.
Job ID: JR27970