Job Details

Corporate - General Attorney in San Francisco, CA

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Company name


Organization Type


Job Type


Practice Area

Corporate - General

Years of Experience

Min 5 yrs required


USA San Francisco, CA

Date Last Verified

Oct 09,2017

Posted on

Jul 11,2017

145 hits


Compliance Counsel/Enablement The candidate's responsibilities: Product counseling. Work with our Product Team and other stakeholders, such as customers, to design our platform consistent with applicable legal and investor requirements and expectations, including those related to consumer financial protection, privacy, and data security; Owning the controls. Build scalable processes for advising on, documenting, and tracking regulatory and compliance issues that arise in product development and production. Ensure timely identification, mitigation, and reporting of existing and emerging legal and compliance issues. Collaborate with colleagues on remediation and corrective actions resulting from internal reviews, external audits, and self-identified issues; Compliance effectiveness. Design appropriate QA and testing specs and work with engineers to administer compliance QA and testing. Conduct periodic internal reviews and help coordinate external audits to ensure to ensure effectiveness of compliance program; Training colleagues. Assist with delivering compliance training as well as developing and maintaining compliance training materials, tracking, and knowledge testing; Communicating compliance. Help communicate our compliance practices and priorities to our customers and vendors, and assist with developing processes to streamline customer onboarding and vendor review from a compliance perspective; Preparing resources. Develop and maintain a repository of regulatory and compliance materials, including policies and procedures, internal legal summaries and guidelines, external policy briefs, and compliance best practices; Keeping apprised. Monitor and analyze legal and regulatory developments, including regulatory guidance and enforcement activity, and industry trends and assist with keeping the company informed of relevant developments.

Qualification and Experience

The candidate should have Juris Doctor degree (JD) and preferably a state bar member in good standing. Experience in a tech company or start-up environment. Familiarity with investor requirements, such as Fannie Mae and Freddie Mac selling guidelines. Experience using Jira for project management. Should have 5+ years of law firm, in-house, or regulatory agency experience in a role that involved product counseling, consumer financial services regulatory analysis, and/or compliance and operational functions. Demonstrated experience advising on mortgage origination and consumer protection issues, including related to TRID, TILA, RESPA, UDAAP, FCRA, ECOA, GLBA, SAFE Act, and HMDA and attendant regulations, as well as data security. Adept at writing and editing in a variety of styles to produce quality materials for legal, training, and business contexts. Occasional travel.

Company info

Hiring Coordinator
100 Montgomery St,
Floor 25
San Francisco, CA 94104