Job Details

Corporate - General Attorney / Finance - General Attorney in Nashville, TN

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Company name

UBS

Organization Type

In-House

Job Type

Attorney

Practice Area

Corporate - General
Finance - General

Years of Experience

2-3 yrs required

Location

Nashville, TN

Date Last Verified

Aug 03,2017

Posted on

Aug 02,2017

44 hits

Profile

Regulatory Change Analyst The candidate will monitor, manage and track regulatory changes to ensure that the firm is compliant with rules. Will retrieve regulatory change alerts via the firm Accelus tool. Determine applicability of rules, at a firm level. Notify compliance officers and other control functions as appropriate. Create an action plan for remediation of any identified gaps with key impacted stakeholders. Manage the action plan within the Accelus tool through completion. Leverage the Accelus tool to provide reports on the status of implementation or compliance. Maintain the inventory of policies, procedures and controls and mapping to laws, rules and regulations. Bachelor's degree or equivalent; or are a recent law school graduate is advantageous. Should have 2 - 3 years of financial services experience. Experience in a Legal or Compliance department of a financial institution. An understanding of the GRC (Governance, Risk Management and Compliance) framework as it applies to banks is needed. Experience with Excel at basic or intermediate level (pivot tables, v-lookups, etc.).

Additional info

Ref: 155899BR

Company info

Hiring Coordinator
UBS
3102 West End Avenue
Suite 500
Nashville, TN 37203