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Attorney - Investment Management / Investment Compliance The candidate will be reviewing and managing legal documents for day-to-day investment transactions. Will be establishing and maintaining investment governance documentation, policies and procedures. Monitoring regulatory compliance. Responding to regulatory inquiries. Providing advice to the investment team regarding other legal and contractual issues. Should preferably have JD degree from accredited law school; strong academic background. Member of the Bar (any state) in good standing is needed. Should have 3+ years of legal experience. Knowledge of and experience applying and advising on general corporate and securities issues is needed. Knowledge of and experience applying and advising on insurance laws as applicable to insurance holding companies is helpful. Experience supporting investment management business, including exposure to derivatives and financial technology is helpful.
Requisition Number: 17-0360
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