Job Details

Banking Attorney in Fort Lauderdale, FL

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Company name

Citigroup Inc

Organization Type


Job Type


Practice Area


Years of Experience

Min 10 yrs required


USA Fort Lauderdale, FL

Date Last Verified

Dec 23,2014

Posted on

Mar 31,2014

153 hits


Compliance Director - Commercial Banking The candidate will report to the Compliance Head of the US Commercial Bank and will have specific responsibility to support the Regulatory Compliance program for the Commercial Bank business. Will be responsible for advising the CCB on its regulatory compliance risks and how to manage those risks through meetings and written communication. Develop policies and procedures and participating on cross-functional work teams and in 'deep dive' risk assessments that drive the Compliance program. Maintain awareness of regulatory changes affecting the business and help make any changes in order for the Bank to remain compliant. Design key risk indicators, identify reporting metrics associated with regulatory compliance program execution and develop and oversee corrective action plans for areas found to be deficient. Interact with internal and external entities to include senior managers, members of the product sales team and other Group compliance units on the Compliance, Legal and business sector regulatory compliance issues and processes. Assist with the implementation of the regulatory compliance program requirements, policies and procedures and training initiatives for all business lines within CCB. Develop and manage appropriate CCB specific policies, procedures and processes based on the risk assessment to ensure compliance with US laws and regulations as well as Bank policies. Advise and mentor junior compliance staff and assist with cross training, continuity of business and deepening the CCB compliance 'bench'. Review new business initiatives to ensure compliance with banking regulations. Review agreements, transactions and strategic initiatives to ensure that they are compliant with applicable regulatory compliance requirements. Assist in the coordination of management responses to internal audit and examination findings and manage the remediation of findings relating to compliance policy, procedures and training. Assist business unit personnel in understanding compliance regulations, policies and procedures. Assist in education and implementation of legal requirements and bank policies. Review customer facing disclosures and print and web advertising relating to deposit and loan banking products. Perform other related duties as required and handles special projects at the request of CCB's Head of Compliance.

Qualification and Experience

The candidate should have a Bachelor's degree. J.D. (or equivalent) degree is helpful. Must have 10+ years of experience in commercial banking compliance risk management, legal or other compliance-related function in the financial services industry. Should have extensive expertise in Regulations CC, D, B, and O, CRA, HMDA, FDPA, FACTA and HIPAA. Ability to relate to senior and junior business and compliance staff with prior management experience highly desirable. Should have experience with online research systems. Should also have extensive compliance experience relating to deposits, lending and online banking of commercial banking products such as deposit accounts, financing, cash management, trade finance, foreign exchange and interest rate swaps. Must have a strong knowledge of commercial banking laws and regulations including Regulation B, National Flood Protection Act, FATCA, Dodd-Frank Act, USA PATRIOT Act, Bank Secrecy Act and Fair Lending. Experience with interpretation and application of law or regulation updates/changes as well as OCC or FFIEC directives relative to these various products is necessary.

Additional info

Ref. #: 14018817

Company info

Hiring Coordinator
Citigroup Inc
1401 Commercial Blvd
Fort Lauderdale, FL 33308