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Vice President, Compliance
Duties: Play a leadership role in addressing a variety of compliance matters across life insurance companies. Advising on compliance and regulatory issues related to life insurance business, including new and in-force business. Providing compliance support with respect to new regulations, agent sales practices, market conduct examinations and remediation’s the development of policies, procedures and controls supporting outsourcing model. Collab...
The candidate will working with the Executive Vice President/General Counsel and the VP of Compliance, will be involved in all aspects of a growing and dynamic mutual life insurance company. Evaluate and draft contracts, review risk, oversee state filings, interpret regulatory changes and provide strategic planning. Must have Juris Doctorate degree with 5+ years of in-house corporate counsel experience, preferably with an insurance company and be a member of ...
The candidate will draft legal advisory memoranda for claims teams which review and analyze claims facts, policies, and applicable law. Will draft correspondence to insureds regarding coverage. Determines legal issues raised by the claims, legal filings, statutes and common law. Reviews litigation filings, such as complaints and discovery responses to determine the parties involved, factual basis for claims, causes of action, and remedies requested. Resear...
Senior Compliance Manager
Duties: Assist the Divisional Compliance Officer/Director, Compliance in supervising or managing multiple functions, activities and operations of the business units’/divisions’ Compliance Departments. Prevent, detect and assist in resolving potential violations of state and federal laws and regulations and the rules of self-regulatory and industry ethical standards organizations. Develops, directs and assigns projects to Compliance Managers, C...