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Covenant Review is hiring leveraged finance lawyers with 7+ years in practice. You should have significant experience negotiating leveraged loans or high yield bonds, as well as have some familiarity with corporate bankruptcy issues. An AmLaw 100 pedigree is a must. You should have great confidence in direct engagement with clients and demonstrated strong writing skills. This is not a "cut-and-paste" job where slavish adherence to a form is the rule. Here, our lawyers are t... read more
Senior Director, Corporate Attorney
The candidate will work with colleagues to provide support in various corporate legal matters and will be responsible for drafting, negotiating and reviewing commercial agreements of all types, including to, property management agreements. Should be licensed to practice law in the State of Texas and an active member and in good standing with State Bar. Must have Bachelor’s Degree and Juris Doctorate from an accredited law school with a... read more
Vice President, Corporate Counsel
Duties: Work with Corporate Development Team as well as with a broad array of business and functional units across Prudential. Participating in the development of preliminary indications of interest in targets around the world. Providing upfront structuring advice with respect to contemplated acquisitions and dispositions. Drafting and negotiating a wide variety of agreements, including, without limitation, investment banking and due dil... read more
Associate Editor - The Hedge Fund Law Report
Duties: Drafting of thematic articles – articles analyzing hard legal questions with business consequences – and other types of articles based on extensive interviews of and other interaction with industry experts (law and accounting firm partners; manager GCs, CCOs, COOs, CFOs and others; prime broker and administrator executives; institutional investor decision-makers; and so on). Proactive networking with key hedge fund...
The candidate will provide guidance on rules and regulations relating to trading, sales practices, information barriers, trade reporting, and Dodd-Frank compliance as well as, provide transactional approvals and interpretation of internal compliance policies. Draft compliance policies and procedures Assist with regulatory inquiries and/or examinations. May include coordination with Regulators including, FINRA, SEC, OCC, Federal Reserve, and CFTC. Collabo...
Associate, Strategic Initiatives
Responsibilities: Manage the agenda for weekly Executive and Operations Management meetings and monthly Management meeting. Ensure that proper coordination and communication between teams is as efficient as possible. Follow up with leaders to ensure they are driving relevant initiatives forward. Develop Board agenda and prepare Board materials, facilitating between several contributors across the organization. Have an active role in devel...
Dodd Frank Title VII / Volcker Counsel (AVP/VP)
Duties: Play a key role in the implementation of regulatory change at Bank, including with respect to Dodd Frank Title VII and Volcker proprietary trading rules. Assessing future/proposed legislation and regulations for potential impact on the bank and its businesses. Preparing clear and concise rule summaries tailored for use by specific businesses and/or infrastructure groups. Assessing trading scenarios in relation to Vo...
Client Representative, LMLF Strategic Accounts
Duties: Revenue, usage and customer preference for products, especially Westlaw. Will provide support to Client Managers and Product Specialists by teaming on new and ancillary sales, special offers and up-selling opportunities. Will be aligned under the Large and Medium Law Firm Strategic Accounts Program which focuses on the Am Law 100. Provides product training and demonstrations for existing and/or potential customers th...
Compliance Manager, Investment Advisory Compliance - Executive Director
Responsibilities: Will support the compliance program as it relates to investment advisory product offering. Develop and maintain RIA Compliance Program; manage RIA Compliance Team. Provide compliance support/advice to the Line of Business to facilitate appropriate and effective compliance with regulatory requirements and firm policy for sales and product initiatives. Partner with the Line of Business,...
DAS Senior Counsel
The candidate will report to the General Counsel of DAS and will provide legal support to the various operating companies under DAS. May have more generalist responsibilities which will include licensing and intellectual property.
Assistant General Counsel - Deputy Chief Legal Officer- Us Broker Dealer
The candidate's responsibilities includes broker-dealer governance, providing legal and regulatory advice across multiple lines of business operating within the CIB, GWM and CWM to the business and compliance. Will support the registration department, office of the secretary, operations and technology in supporting the broker-dealer legal entities as well as advise the boards of directors of the broke...
The candidate must have 8+ years of legal experience. Large law firm and in-house experience is required. Should be admitted to practice law in New York and in good standing. Expertise in the Investment Advisers Act of 1940, Investment Company Act of 1940, Dodd-Frank Act, and/or '33 and '34 Acts is required. Experience working in a large financial institution preferred.
Corporate Compliance Professional
The candidate must have 8-10 years of experience. Should have extensive experience with anti-corruption compliance, including the Foreign Corrupt Practices Act and UK Bribery Act, including conducting risk assessments and gap analyses, developing policies and procedures, conducting investigations and/or conducting training. For attorneys, in-house experience is required.