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Finance Attorney Jobs

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SPONSOREDJOB
Company
AFRCT, LLP
Experience
Min 7 yrs required
Location
Seattle, WA
Posted Date
Jul 21,17
Info Source
Employer
Anglin Flewelling Rasmussen Campbell & Trytten LLP (AFRCT) seeks a litigation attorney in Seattle, WA area with a minimum of seven years of experience representing financial institutions.  AFRCT is a growing law firm with offices in California, Washington and Oregon that prioritizes a first rate legal product and collegial working environment. Candidates should be admitted to practice in Washington, with additional admission to Oregon preferred.  Other requirements inclu... read more
SPONSOREDJOB
Company
LPL Financial
Experience
2-5 yrs required
Location
Fort Mill, SC
Posted Date
Jul 23,17
Info Source
AVP, Investigations (FIU) Duties: Conducting in depth investigations and filing Suspicious Activity Reports (SARs) to reasonably ensure the Firm’s compliance with the Bank Secrecy Act (BSA), the USA PATRIOT Act, and other guidance as published by the SEC, FINRA, FinCEN, FATF, OFAC, and the US Treasury Department, and engaging with key internal partners on risk mitigation activities. Responsible for performing complex investigations involving red flags indicative of poten... read more
SPONSOREDJOB
Job title
Company
Wells Fargo
Experience
Min 3 yrs required
Location
Mc Lean, VA
Posted Date
Jul 23,17
Info Source
Wealth Planner 2 The candidate will supports the Senior Wealth Planners/Strategists in providing wealth planning services to high net worth clients generally above $10MM. Prepares analysis and work product on moderate to complex cases. Responsible for developing comprehensive, integrated and multigenerational wealth plans. Focuses on cash flow analysis, insurance analysis, education funding analysis, executive compensation issues and stock option analysis, income tax plann... read more
Company
In-House
Experience
Min 5 yrs required
Location
McLean, VA
Posted Date
Jul 22, 17
Info Source
Employer
Manager / Senior Manager, Hedge Funds Duties: The candidate will manage client portfolios of various size and scope. Will act as the first point of contact for internal and external clients. Manage teams of tax professionals/assistants working on client projects. Understand and analyze the US Generally Accepted Accounting Principles (GAAP) rules affecting the taxpayer. Manage risk and financial performance of engagements, including billing, collections, and the budget for ... read more
Company
In-House
Experience
Min 1 yrs required
Location
Short Hills, NJ
Posted Date
Jul 22, 17
Info Source
Employer
Regulatory Enforcement and Compulsory Advisory Associate The candidate will work with clients to solve business problems in today’s rapidly changing marketplace. Will assist a variety of financial institutions in addressing financial crimes issues, including Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and sanctions compliance matters. Provide support for financial services or AML compliance initiatives at the direction of the national AML industry leader or lead... read more
Company
In-House
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
Jul 22, 17
Info Source
Employer
Investment Advisory Attorney The candidate would provide advice on all aspects of new product; developments, preparation, filing and management of all; regulatory filings, disclosure and other documents; required under the federal securities laws, including the Investment Advisers Act of 1940; coordinate with compliance department to provide legal; analysis and advice in connection with the ongoing; development of procedures, the resolution of potential; compliance issues ... read more
Company
In-House, Navigant Consulting, Inc.
Experience
5-7 yrs required
Location
New York City, NY
Posted Date
Jul 22, 17
Info Source
Employer
Managing Consultant - AML Responsibilities: Investigate potential money laundering and fraudulent financial activity across client business lines.. Provide subject matter expertise in the area of Anti-Money Laundering and financial fraud investigations. These include FCPA, OFAC and/or PEP filtering systems, KYC file remediation, AML gap assessments, AML compliance monitoring and AML training and the review and preparation of SARs. Lead and supervise teams in small and larg... read more
Company
In-House, Navigant Consulting, Inc.
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jul 22, 17
Info Source
Employer
Managing Consultant- AML Policies & Procedures Responsibilities: Performs BSA/AML/OFAC Compliance Program gap analysis. Develops BSA/AML/OFAC risk assessment methodology. Drafts BSA/AML/OFAC compliance policies and procedures in the context of retail banking environment. Effectively manages multiple deadlines and projects. read more
Company
In-House, UBS
Experience
Location
San Antonio, TX
Posted Date
Jul 22, 17
Info Source
Employer
Branch Examiner Duties: Review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Communicate with branch managers and sales support personnel regarding office procedures and financial advisor activity in a high pressure environment. Prepare detailed work papers to support the results of the testing program. Synthesize the result of the testing program for communication to senior managem... read more
Company
In-House, The PNC Financial Services Gro...
Experience
Min 8 yrs required
Location
Pittsburgh, PA
Posted Date
Jul 22, 17
Info Source
Employer
Counsel Senior The candidate will be an integral part of a six-attorney team that provides support to the investment activities of Asset Management Group (AMG). Will primarily support Capital Advisors (an SEC-registered investment adviser) and the Funds (a family of mutual funds), and will be responsible for delivering legal support to senior management, business development officers, and operations personnel with respect to federal laws and SEC rules and regulations gover... read more
Company
In-House
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
Jul 22, 17
Info Source
Employer
Banking Legal Counsel The candidate will work extensively with the Bank’s USA team to support the residential mortgage and credit card businesses, and related activities, including new business initiatives and other projects. Support and advise on client transactions, portfolio acquisitions and sales, affiliate and other third party vendor agreements and strategic new business initiatives. Support and advise on applicable consumer finance, bank regulatory and state licen... read more
Company
In-House, Prudential Financial, Inc
Experience
Min 4 yrs required
Location
Los Angeles, CA
Posted Date
Jul 22, 17
Info Source
Employer
Vice President, Corporate Counsel The candidate will be responsible for structuring, negotiating and supervising the documentation of transactions, many of which are highly structured, highly leveraged or both. Should have 4 years of experience in the corporate finance area, preferably with a major law firm or major financial institution. Should possess outstanding transaction management skills and superior interpersonal, written and oral communication skills. The ability ... read more
Company
In-House, Prudential Financial, Inc
Experience
Min 4 yrs required
Location
San Francisco, CA
Posted Date
Jul 22, 17
Info Source
Employer
Vice President, Corporate Counsel The candidate will be responsible for structuring, negotiating and supervising the documentation of transactions, many of which are highly structured, highly leveraged or both. Should have 4+ years of experience in the corporate finance area, preferably with a major law firm or major financial institution. Should possess outstanding transaction management skills and superior interpersonal, written and oral communication skills. The ability... read more
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