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Director, Assistant General Counsel – Commercial Bank
The candidate will provide support for its growing Commercial Bank business. Support the Technology, Media and Telecommunications (TMT) financing unit as well as other segments within the Capital One Corporate Banking business. Advise the Corporate Banking lending business on a wide variety of matters. Provide and coordinate overall delivery of legal support on TMT and other lending issues as a trusted advisor and par...
Regulatory Compliance Attorney - Mortgage Banking
The candidate will join the growing Financial Institutions Regulatory Practice Group. Will represent mortgage lenders, brokers, servicers, and related companies before federal and state regulatory authorities, including the CFPB, HUD, DOJ, FDIC, FTC, the Federal Reserve, state Attorneys General during investigations and enforcement proceedings. Provide advice to our clients on existing laws and regulations that govern mortg...
Senior Manager, Senior Counsel - Commercial Bank Legal
Responsibilities: Provide advice and guidance to a FINRA-regulated subsidiary of a financial holding company on applicable federal laws, rules and regulations as well as FINRA regulations. Collaborate and liaise with Compliance effectively. Exceptional judgment and creativity, with the ability to think strategically and give practical advice appropriately balancing legal, pragmatic and business-focused objectives. Mana...
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Wealth Planner III FFA
The candidate will be responsible for developing relationships with clients and prospective clients to provide comprehensive financial planning and strategies to facilitate the growth of company Financial Advisors. Develops financial plans for the most complex ultra high net worth families, high net worth, individuals and business owners with complex financial challenges in developing financial plans and strategies for complex client circumstances. R...
Banking & Capital Markets Tax Director
Duties: Serve multinational banks, insurance companies, investment managers, broker-dealers, and hedge funds. Serves more of the largest and most complex financial services companies than any other firm. Extensive, integrated global network of industry-dedicated resources enables to apply this knowledge on our clients’ behalf whenever and wherever they need it. Serves virtually every segment of the banking industry consumer/ retail ...
Assistant General Counsel
DUTIES: Provide legal advice to the Chief Financial Officer, Deputy Chief Financial Officers and other staff with regard to a variety of projects involving comprehensive legal issues, including the following: Provide legal advice with regard to requests to review, as well as self-initiated reviews, of a variety of documents on a variety of matters including, appropriations, budgetary and fiscal issues, financial management, agency financial oper...
Debt Finance - Transactional Attorney
The candidate should preferably have 2-5 years of experience representing borrowers and/or lenders in the negotiation, documentation and closing of secured and unsecured financing transactions, including acquisition and other leveraged financings. Working knowledge of debt securities offerings and general corporate law is also preferred.
Financial Services Regulatory Compliance Attorney
The candidate must have 2-5 years of financial services regulatory compliance, licensing, or enforcement experience. Candidate with experience in the financial services practice of a major law firm or banking agency highly preferred.