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Legal Assistant General Counsel - Office of Legal Obligations- Vice President
Duties: Will lead efforts to help all company's businesses in all geographies enter and maintain legal obligations that apply to company's across the various businesses in the firmwide legal obligation library. Will be responsible for leading cross-enterprise efforts of lawyers to monitor, identify and document all federal, state and local laws affecting the firm’s products. The role require... read more
The candidate will work within the Office of Public Policy and Regulatory Affairs (“OPPRA”), focusing on advising the firm’s global finance and risk functions. Will work on capital, liquidity, and funding issues, capital planning, stress-testing, and liquidity risk management. Assisting in the development of new products and services, Dodd-Frank implementation, advising the firm’s securities investment portfolio, advising on capital and liquidity st... read more
Staff Attorney - Investment Funds
The candidate should have 2+ years of corporate/private investment funds experience along with a JD Degree or LL.M. or equivalent, and must be admitted to the practice of law in the State of New York.
Regional Sales Representative, Financial Services
Duties: Provides an integrated suite of legal support services to meet the needs of in-house corporate counsel and litigators within the world’s top financial institutions. Will be focused on growing the LMS business through the development of new clients and prospects within the financial services sector. Generate revenue based on a mutually agreed-upon portfolio of large financial services companies.. Thoroughly analyze...
Debt Finance Associate - Mid-Level
The candidate must have 2-5 years of experience. The candidate must have specific experience to include representing private equity firms, corporate borrowers, hedge funds and/or financial institutions in connection with junior and senior debt financings for leveraged buyouts, recapitalizations and other strategic transactions across a range of industries. Should have outstanding academic credentials, comparable law firm experience, and e...
Bank Regulatory Attorney / Compliance Professional
The candidate should have a four-year Bachelor's degree. Must have 8+ years of bank regulatory/compliance experience. Large law firm and in-house experience is required. NY Bar admission is preferred. In-depth knowledge of banking laws and regulations is needed. Solid working knowledge of bank products and procedures is essential. Should have hands-on experience developing compliance policies and procedures, developing and...
Transaction Banking Compliance, Director
The candidate will serve as the lead business line compliance officer for the Transaction Banking Division, as well as other organizational areas that may be assigned. Will serve as a Subject Matter Expert and/or Primary Regulatory Lead for designated laws, regulations and policies. Supervise and lead the Transaction Banking Compliance team members; communicate organizational and group objectives; and provide support and guidance fo...
Attorney for Lending Transactions
Duties: Be part of a legal team advising a national banking association and a U.S. broker-dealer with a primary focus on loan documentation and loan transactional matters in the Wealth Management business segment. Advising the business on complex transactions and initiatives related to bank lending and coordinating with other attorneys and legal personnel providing such advice. Performing and supervising legal due diligence with respect to...
The candidate will work closely with our team of in-house experts (from both legal and financial backgrounds). Will be research and analyze companies' debt structures and produce reports on notable covenant issues. Maintain active dialogue and cultivate relationships with subscribers and industry contacts to supplement coverage efforts, including idea sourcing. Covenant analysts talk to many of the top distressed hedge funds on a daily basis. Should have J...
Compliance Advisory and Control Room - VP
The candidate will provide regulatory advice to Investment Banking, Equity Capital Markets, Syndicate and Research business units. Provide support to the Control Room on daily functions as needed. Review, draft and implement compliance policies and procedures. Plan, coordinate and conduct training plans for businesses under coverage. Respond to regulatory inquiries. Assist with surveillance initiatives. Assist on ad-hoc projects an...