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Job info
Company
In-House
Experience
Min 5 yrs required
Location
Ladera Ranch CA, USA
Posted Date
Apr 26, 15
Info Source
Employer
Compliance Officer Duties: Manages compliance activities within a department or region. Sets strategies and plans for their respective subject area and/or function. Be fully knowledgeable of assigned product/functional area, and has a thorough understanding of their areas of responsibility as well as a broad understanding of the entire Compliance function and the related business functions. Evaluates business practices and reviews transactions to ensure that business is co...
Company
In-House
Experience
Min 5 yrs required
Location
La Marque TX, USA
Posted Date
Apr 26, 15
Info Source
Employer
Compliance Officer Duties: Manages compliance activities within a department or region. Sets strategies and plans for their respective subject area and/or function. Be fully knowledgeable of assigned product/functional area, and has a thorough understanding of their areas of responsibility as well as a broad understanding of the entire Compliance function and the related business functions. Evaluates business practices and reviews transactions to ensure that business is co...
Company
In-House
Experience
Min 10 yrs required
Location
Boca Raton FL, USA
Posted Date
Apr 26, 15
Info Source
Employer
WM Senior Fiduciary Advisory Specialist (LO) Duties: Primary contact for coordination for Investment & Fiduciary Services; serves as subject matter expert in Fiduciary advice. Delivers advisory based services to clients with highly complex Wealth Management (WM) planning needs in collaboration with clients, partners and Centers of Influence. Grows & retains WM relationships by integrating fiduciary knowledge, wealth planning, investment knowledge (asset allocation, multi...
Company
In-House
Experience
Min 5 yrs required
Location
Laurel MD, USA
Posted Date
Apr 26, 15
Info Source
Employer
Compliance Officer Duties: Manages compliance activities within a department or region. Sets strategies and plans for their respective subject area and/or function. Be fully knowledgeable of assigned product/functional area, and has a thorough understanding of their areas of responsibility as well as a broad understanding of the entire Compliance function and the related business functions. Evaluates business practices and reviews transactions to ensure that business is co...
Company
In-House
Experience
Min 6 yrs required
Location
Boulder CO, USA
Posted Date
Apr 26, 15
Info Source
Employer
WM Fiduciary Advisory Specialist (LO) 2 Duties: Primary contact for coordination for Investment & Fiduciary Services: serves as subject matter expert in Fiduciary advice. Delivers advisory based services to clients with moderately complex Wealth Management (WM) planning needs in collaboration with clients, partners and Centers of Influence. Grows/retains WM relationships by integrating fiduciary knowledge, wealth planning, investment knowledge (asset allocation, multiple...
Company
In-House
Experience
Location
Boston MA, USA
Posted Date
Apr 26, 15
Info Source
Employer
Contract Associate I Duties: Review, draft, revise and take the lead, with minimal supervision, on negotiating certain legal agreements related to research and licensing at Partners affiliated institutions. These legal agreements are of high volume and include sponsored research agreements and license agreements Analyze information from investigator questionnaires submitted with requests for new agreements, to determine whether there are any issues that are contrary to N...
Company
In-House
Experience
Min 2 yrs required
Location
Hamilton NJ, USA
Posted Date
Apr 26, 15
Info Source
Employer
Corporate and Insurance Attorney Duties: Work in-house at GBG’s corporate headquarters as Associate Counsel on a variety of matters including contract drafting and interpretation, advice on litigation matters, transactional services and other in-house corporate functions. Will have key responsibilities for insurance and risk management matters relating to property losses, workers compensation claims, third-party claims and lawsuits, and occurrences and circumstances wh...
Company
In-House
Experience
2-4 yrs required
Location
New York City NY, USA
Posted Date
Apr 26, 15
Info Source
Employer
Compliance Consultant The candidate will work primarily on teams led by Project Managers to meet goals and objectives as outlined in client contracts/agreements. Compliance Consulting (Fair Market Value, KOL Criteria, Benchmarking, and Process Design). Auditing and Monitoring (IRO Services, Risk Assessments, Monitoring Services, and Compliance Audits). Business Process Outsourcing (KOL Evaluation, State Disclosure Filing, HCP Debarment and Investigation Screening). Speci...
Company
In-House
Experience
Min 5 yrs required
Location
Philadelphia PA, USA
Posted Date
Apr 26, 15
Info Source
Employer
Financial Instruments Structured Products & Real Estate Manager Duties: Represent the singular comprehensive team necessary to support a securitization transaction from start to finish; and experience in virtually all asset classes, including collateralized debt obligation, residential and commercial mortgages, commercial loans and bonds, automobile loans and leases, trade receivables, credit cards, home equity loans, equipment loans and leases, student loans, manufactur...
Company
In-House
Experience
Min 5 yrs required
Location
Long Island NY, USA
Posted Date
Apr 26, 15
Info Source
Employer
Compliance Officer Duties: Manages compliance activities within a department or region. Sets strategies and plans for their respective subject area and/or function. Be fully knowledgeable of assigned product/functional area, and has a thorough understanding of their areas of responsibility as well as a broad understanding of the entire Compliance function and the related business functions. Evaluates business practices and reviews transactions to ensure that business is co...
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