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Legal Jobs in Gastonia

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SPONSOREDJOB
Company
Culp Elliott & Carpenter, PLLC
Experience
Min 10 yrs required
Location
Charlotte NC, USA
Posted Date
Feb 18,15
Info Source
Employer
Culp Elliott & Carpenter, PLLC, a Charlotte, NC tax and corporate law firm is currently seeking an Attorney to serve as Senior Counsel with 10 years experience in estate planning, asset protection and trust and estate administration.  This position will review documents and create sophisticated estate plans and trusts for high net worth individuals.  This is a part-time position working a minimum of 25 hours per week with the potential of becoming a full-time position.  ...
Company
In-House
Experience
Min 5 yrs required
Location
Gastonia NC, USA
Posted Date
Mar 04, 15
Info Source
Employer
Compliance Consultant V The candidate will be responsible for reviewing and overseeing the activities of Regulatory Proponents across the company. Regulatory Proponents provide credible challenge to LOB regulatory compliance risk management activities and prepare analyses that help inform senior management on the enterprise’s performance in complying with laws, rules, regulations, and regulatory guidance. Regulatory Proponents also provide advice and support to the LOBs ...
Company
In-House
Experience
Min 5 yrs required
Location
Gastonia NC, USA
Posted Date
Mar 03, 15
Info Source
Employer
Regulatory Compliance Targeted Reviews Manager- Institutional/Retail Brokerage And Wealth Management The candidate safeguards the company by ensuring that all businesses abide by applicable rules, laws, regulations and internal policy as well as manage regulatory risks and meet compliance responsibilities. Serves as a second line of defense by providing independent oversight and coordination of business-based regulatory compliance risk management activities by working in c...
Company
In-House
Experience
Min 6 yrs required
Location
Gastonia NC, USA
Posted Date
Mar 03, 15
Info Source
Employer
Compliance Consultant 4 Duties: Responsible for developing, implementing and monitoring a risk-based compliance program to assure compliance with federal, state, agency, legal and regulatory requirements. Works with assigned business units and provides compliance risk expertise and consulting for projects and initiatives with moderate to high risk to identify, assess and mitigate regulatory risk in all business activities. Develops testing strategies and methodologies; e...
Company
In-House
Experience
Min 10 yrs required
Location
Gastonia NC, USA
Posted Date
Feb 24, 15
Info Source
Employer
Regulatory Compliance Monitoring & Testing Manager- Institutional & Retail Brokerage Duties: Develop, plan and perform compliance reviews that independently evaluate the adequacy, comprehensiveness and effectiveness of Institutional/LOB compliance monitoring and testing functions. Periodically, or on an as-needed basis, evaluate Institutional/LOBs’ adherence to applicable internal policy requirements. Identify deficiencies and recommend solutions to complex issues. Wor...
Company
In-House
Experience
Min 10 yrs required
Location
Gastonia NC, USA
Posted Date
Feb 24, 15
Info Source
Employer
Regulatory Compliance Monitoring & Testing Manager- Wealth Management Duties: Develop, plan and perform compliance reviews that independently evaluate the adequacy, comprehensiveness and effectiveness of Wealth Management /LOB compliance monitoring and testing functions. Periodically, or on an as-needed basis, evaluate RCRM’s and Wealth Management /LOBs adherence to applicable internal policy requirements. Identify deficiencies and recommend solutions to complex issues...
Company
In-House
Experience
Min 5 yrs required
Location
Gastonia NC, USA
Posted Date
Feb 23, 15
Info Source
Employer
Compliance Manager - Western Region The candidate will be assigned 2 – 5 states within the West region, and will be the state compliance lead for their assigned states. Identify and analyze legislation, regulations or other state directives potentially impacting the company’s business. Draft cogent Compliance Instructions (CIs) communicating the impact of new laws/regulations and present CIs to committees comprised of internal operational and business areas. Document a...
Company
In-House
Experience
Min 10 yrs required
Location
Gastonia NC, USA
Posted Date
Feb 18, 15
Info Source
Employer
Compliance Consultant 5 The Chief Compliance Officer (CCO), who manages RCRM, is accountable for oversight of regulatory compliance risks. The CCO independently evaluates the Compliance Programs of the bank’s lines of business on an ongoing basis to ensure their adherence to corporate regulatory policies, provides credible challenge to management decisions, business processes and activities, and reports the company’s state of compliance. Will be responsible for conduct...
Company
In-House
Experience
Min 5 yrs required
Location
Charlotte NC, USA
Posted Date
Mar 04, 15
Info Source
Employer
Compliance Consultant V The candidate will be responsible for reviewing and overseeing the activities of Regulatory Proponents across the company. Regulatory Proponents provide credible challenge to LOB regulatory compliance risk management activities and prepare analyses that help inform senior management on the enterprise’s performance in complying with laws, rules, regulations, and regulatory guidance. Regulatory Proponents also provide advice and support to the LOBs ...
Company
In-House
Experience
Min 5 yrs required
Location
Charlotte NC, USA
Posted Date
Mar 04, 15
Info Source
Employer
Contracts Administrator 4-Fin The candidate will work closely with Sales representatives and other Oracle internal stakeholders to process (discuss strategy, draft, assist in negotiations and approval processes, etc.) commercial and public sector customers' master agreements. Will monitor contract and business terms to mitigate company's risk. As a member of the Deal Management - Agreements team, will assist internal clients (primarily, Sales) with cross-pillar (multiple l...
Company
In-House
Experience
3-5 yrs required
Location
Charlotte NC, USA
Posted Date
Mar 04, 15
Info Source
Employer
Attorney - Commercial Banking Duties: Provide broad based legal support and strategic advice to commercial banking businesses focusing primarily on Middle Market and Specialized Industries banking segments, including legal guidance regarding structuring and documentation of commercial loan transactions. Legal oversight and support of Middle Market and Specialized Industries lending transactions and activities in the Western Region of the United States. Partnership with o...
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