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11 jobs found for

Legal Jobs in Beaver Dam

Job info
Company
In-House
Experience
Min 10 yrs required
Location
Waupun WI, USA
Posted Date
Jan 20, 15
Info Source
Employer
Enterprise Regulations Compliance Consultant 5 - HIPAA, Escheat and Sherman Act Duties: Responsible for overseeing and assessing adherence to assigned laws, rules, regulations and regulatory guidance including, developing, revising, and implementing policies and procedures to ensure compliance across the company, ensuring appropriate reporting, ensuring proper escalation and resolution of identified issues, and potentially leading a small team of other Regulatory Propone...
Company
In-House
Experience
Min 10 yrs required
Location
Waupun WI, USA
Posted Date
Jan 20, 15
Info Source
Employer
Enterprise Regulations Compliance Consultant 5 - Notary/Affiant and E-Sign Duties: Responsible for overseeing and assessing adherence to assigned laws, rules, regulations and regulatory guidance including, developing, revising, and implementing policies and procedures to ensure compliance across the company, ensuring appropriate reporting, ensuring proper escalation and resolution of identified issues, and potentially leading a small team of other Regulatory Proponents. ...
Company
In-House
Experience
Min 4 yrs required
Location
Waupun WI, USA
Posted Date
Jan 20, 15
Info Source
Employer
Technical & Research Consultant 4 Duties: Serves as part of the large market Relationship Management Support and Consulting group and will provide overall fiduciary and ERISA support and consulting to IRT relationship management and sales. Maintaining and supporting suite of client agreements and forms, including various service agreements, trust agreements and investment management agreements. Negotiating service contracts with clients’ counsel or consultant; drafting...
Company
In-House
Experience
Min 10 yrs required
Location
Waupun WI, USA
Posted Date
Jan 19, 15
Info Source
Employer
Compliance Manager IV Duties: AML Program Manager for company's, Trust Operations and Retirement Programs (“Wealth”) will report directly to the Wealth, Brokerage and Retirement (WBR) Group BSA Manager and will also have dotted line reporting to the Wealth Chief Compliance Officer. The AML Program Manager leads key AML program activities for Wealth by establishing and maintaining the governing principles and standards which will protect the supported businesses from be...
Company
In-House
Experience
Min 6 yrs required
Location
Waupun WI, USA
Posted Date
Jan 17, 15
Info Source
Employer
Compliance Consultant 4 The candidate will be responsible for performing risk-based review activities relevant to the bank’s Consumer businesses. Work includes performing independent compliance monitoring and testing activities, end-to-end process and control reviews/assessments, and enterprise-wide reviews for key regulations that evaluate the adequacy, comprehensiveness and effectiveness of business compliance programs. Additionally, this role is responsible for evalua...
Company
In-House
Experience
Min 6 yrs required
Location
Waupun WI, USA
Posted Date
Jan 17, 15
Info Source
Employer
Compliance Consultant 4 The candidate will perform compliance validation activities (e.g., process adherence reviews, monitoring and testing) that independently evaluate the adequacy, comprehensiveness and effectiveness of corrective action and/or customer remediation efforts taken to resolve critical regulatory compliance issues. Will report directly to the RCRM Compliance Validation Lead and be specifically focused on critical regulatory compliance issues relevant to the...
Company
In-House
Experience
Min 3 yrs required
Location
Waupun WI, USA
Posted Date
Jan 13, 15
Info Source
Employer
Compliance Consultant 4 Duties: Managing the development, implementation, and monitoring of a risk-based supervisory control system related to the proactive supervision and testing of all Fund service providers. Management and oversight of the following: Compliance reporting to fund trustees, service provider testing and oversight, portfolio compliance and related portfolio and affiliate rules testing and execution of annual review and testing under Rule 38a-1. Responsib...
Company
In-House
Experience
Min 10 yrs required
Location
Waupun WI, USA
Posted Date
Jan 10, 15
Info Source
Employer
Senior Estate Specialist The candidate will be responsible for the proactive delivery and oversight of death settlement services related to the largest and most complex estates and deceased grantor trust accounts. Duties include: review and implementation of complex estate planning documents, identify problems and issues, offer solutions, manage beneficiary and COI expectations, work with internal partners, help make post-mortem elections, oversee the collection of assets,...
Company
Government
Experience
Min 1 yrs required
Location
Juneau WI, USA
Posted Date
Jan 19, 15
Info Source
Employer
Assistant State Public Defender - Trial Attorney The candidate shall be to ensure the competent, effective, zealous and ethical representation of the clients of the Office of the Wisconsin State Public Defender. Shall also be guided by the need to achieve budgeted caseload requirements, to offer our services to all eligible defendants, and to ensure the smooth and efficient operation of the Office of the Wisconsin State Public Defender. Provide intake services in accordanc...
Company
Law Firm
Experience
Location
Mayville WI, USA
Posted Date
Jan 04, 15
Info Source
Employer
Paralegal The candidate's duties will include: typing, filing, scheduling, and interacting with clients. Office/Legal experience is preferred. Basic computer skills, knowledge of Microsoft Office, and organizational abilities are required.
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